09/23/2025 | Press release | Distributed by Public on 09/23/2025 14:06
Filed with the Securities and Exchange Commission on September 23, 2025
1933 Act Registration File No. 333-182417
1940 Act File No. 811-22718
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒
☐ Pre-Effective Amendment No.☒ Post-Effective Amendment No. 419
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☒
☒ Amendment No. 422
(Check appropriate box or boxes.)
TWO ROADS SHARED TRUST
(Exact Name of Registrant as Specified in Charter)
225 Pictoria Drive, Suite 450
Cincinnati, OH 45246
(Address of Principal Executive Offices, including Zip Code)
Registrant's Telephone Number, including Area Code:
402-895-1600
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
(Name and. Address of Agent for Service)
Copy to:
Stacy H. Louizos Blank Rome LLP 1271 Avenue of the Americas New York, NY 10020 |
Timothy J. Burdick Ultimus Fund Solutions, LLC 80 Arkay Drive, Suite 110 Hauppauge, NY 11788 |
It is proposed that this filing will become effective (check appropriate box)
☐ immediately upon filing pursuant to paragraph (b)☒ on September 25, 2025 pursuant to paragraph (b)
☐ 60 days after filing pursuant to paragraph (a)
☐ on (date) pursuant to paragraph (a)
☐ 75 days after filing pursuant to paragraph (a)(2)
☐ on (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box: ☒ this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
1 |
EXPLANATORY NOTE
Designation of New Effective Date for Previously Filed Amendment
Post-Effective Amendment No. 415 ("PEA 415") to the Trust's Registration Statement on Form N-1A under the Securities Act of 1933, as amended (the "1933 Act") and Amendment No. 418 under the Investment Company Act of 1940, as amended (the "1940 Act"), was filed by the Registrant pursuant to Rule 485(a)(2) on July 3, 2025, via EDGAR (Accession No. 0001580642-25-004045) with respect to the Liberty One Spectrum ETF, Liberty One Defensive Dividend Growth ETF, and Liberty One Tactical Income ETF and was scheduled to become automatically effective on September 16, 2025.
Post-Effective Amendment No. 417 under the 1933 Act and Amendment No. 420 under the 1940 Act was filed pursuant to Rule 485(b)(1)(iii) via EDGAR (Accession No. 0001580642-25-006056) for the purpose of designating September 23, 2025, as the new effective date of PEA 415.
Post-Effective Amendment No. 418 under the 1933 Act and Amendment No. 421 under the 1940 Act was filed pursuant to Rule 485(b)(1)(iii) via EDGAR (Accession No. 0001580642-25-006158) for the purpose of designating September 24, 2025, as the new effective date of PEA 415.
This Post-Effective Amendment No. 419 under the 1933 Act and Amendment No. 422 under the 1940 Act is being filed pursuant to Rule 485(b)(1)(iii) for the purpose of designating September 25, 2025, as the new effective date of PEA 415. This Post-Effective Amendment No. 419 incorporates by reference the information contained in Parts A, B and C of PEA 415.
2 |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 419 to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Hauppauge, State of New York, on the 23rd day of September, 2025.
Two Roads Shared Trust
By: /s/ James Colantino
James Colantino*
President and Principal Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature | Title | Date |
Mark D. Gersten* | Trustee & Chairman | September 23, 2025 |
Mark Garbin* | Trustee | September 23, 2025 |
Neil M. Kaufman* | Trustee | September 23, 2025 |
Anita K. Krug* | Trustee | September 23, 2025 |
James Colantino* | President and Principal Executive Officer | September 23, 2025 |
Laura Szalyga* | Treasurer and Principal Financial Officer | September 23, 2025 |
*By: /s/ Timothy Burdick
Timothy Burdick
Attorney in fact
* Pursuant to Powers of Attorney previously filed.
3 |