SEC - U.S. Securities and Exchange Commission

10/01/2026 | Press release | Distributed by Public on 10/01/2026 09:45

SEC’s Division of Examinations Announces New Exam Handbook

The Securities and Exchange Commission's Division of Examinations today published its new handbook, "The SEC Exam Handbook: A Practical Guide on Process and Engagement," which replaces and expands upon the previous examination brochure by providing registrants with more insight and detail about what to expect during an examination.
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