05/06/2025 | Press release | Distributed by Public on 05/06/2025 09:04
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock | (1) | 05/02/2025 | A | 686 | (1) | (1) | Common Stock | 686 | $76.48 | 5,656 | D | ||||
Phantom Stock | (2) | 05/02/2025 | A | 686 | (2) | (2) | Common Stock | 686 | $76.48 | 6,342 | D | ||||
Phantom Stock | (3) | 05/02/2025 | A | 686 | (3) | (3) | Common Stock | 686 | $76.48 | 7,028 | D | ||||
Phantom Stock | (4) | 05/02/2025 | A | 686 | (4) | (4) | Common Stock | 686 | $76.48 | 7,714 | D | ||||
Phantom Stock | (5) | 05/02/2025 | A | 686 | (5) | (5) | Common Stock | 686 | $76.48 | 8,400 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Doyle Scott Edward 700 MARKET STREET ST. LOUIS, MO 63010 |
X | CEO and President |
Courtney Vomund as attorney in fact for Doyle Scott E | 05/05/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 686 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 22, 2027. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |
(2) | Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 686 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 22, 2027. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2030 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |
(3) | Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 686 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 22, 2027. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2031 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |
(4) | Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 686 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 22, 2027. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2032 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |
(5) | Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 686 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 22, 2027. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2033 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |