03/27/2026 | Press release | Distributed by Public on 03/27/2026 16:03
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Miles Shawn Spain STAR EQUITY HOLDINGS, INC. 53 FOREST AVENUE, SUITE 101 OLD GREENWICH, CT 06870 |
Executive Vice President | |||
| /s/ Shawn S. Miles | 03/27/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | On March 25, 2026, (the "Grant Date") restricted stock units ("RSUs") were granted to the Reporting Person, (the "Grant Date") as approved by the Board of Directors on March 19, 2026, under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated. The RSUs are subject to time-based vesting conditions, vesting 33% on the first anniversary of the Grant Date (1,497 RSUs), 33% on the second anniversary of the Grant Date (1,497 RSUs), and 34% on the third anniversary of the Grant Date (1,543 RSUs). |
| (2) | Shares withheld by Issuer to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units, each representing the right to receive, at settlement, one share of common stock. No shares were sold. |
| (3) | Includes 1,684 shares of common stock and 6,215 shares of Restricted Stock Units ("RSUs") granted to the Reporting Person on July 27, 2023, November 8, 2024, and March 25, 2025. The RSUs. are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date. |