01/14/2026 | Press release | Distributed by Public on 01/14/2026 17:13
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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ASSURED GUARANTY LTD 30 WOODBOURNE AVENUE, 5TH FLOOR HAMILTON, D0 HM 08 |
X | |||
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AG Asset Strategies LLC 1633 BROADWAY, 23RD FLOOR NEW YORK, NY 10019 |
X | |||
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Assured Guaranty Municipal Holdings Inc. 1633 BROADWAY, 23RD FLOOR NEW YORK, NY 10019 |
X | |||
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Assured Guaranty Inc. 1633 BROADWAY, 23RD FLOOR NEW YORK, NY 10019 |
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Assured Guaranty US Holdings Inc. 1633 BROADWAY, 23RD FLOOR NEW YORK, NY 10019 |
X | |||
| /s/ Nicole Idoko, as Authorized Signatory for Assured Guaranty Ltd. | 01/14/2026 | |
| **Signature of Reporting Person | Date | |
| /s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc., sole member of AG Asset Strategies LLC | 01/14/2026 | |
| **Signature of Reporting Person | Date | |
| /s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Municipal Holdings Inc. | 01/14/2026 | |
| **Signature of Reporting Person | Date | |
| /s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc. | 01/14/2026 | |
| **Signature of Reporting Person | Date | |
| /s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty US Holdings Inc. | 01/14/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. |