Washington State Department of Financial Institutions
05/05/2026 | Press release | Distributed by Public on 05/06/2026 08:33
Edward D. Jones & Co., L. P
Case summary
On May 5, 2026, the Washington State Department of Financial Institutions Division of Securities entered a Consent Order (S-25-3996-25-CO01) against Edward D. Jones & Co., L. P.
Order details
Order File: S-25-3996-25-CO01
Laws & Rules: RCW 21.20.110, WAC 460-20C-150
Penalties/Remedies:
- Fine: $100,000
- Admin Costs: $25,000
- Restitution: $334,797.49
Order file
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