01/23/2025 | Press release | Distributed by Public on 01/23/2025 16:31
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Call Option (obligation to sell) | (3) | 01/21/2025 | E(2) | 50,000 | 01/21/2025 | 01/21/2025 | Common Stock | 50,000 | $ 0 | 0 | I | See Footnote(1) | |||
Call Option (obligation to sell) | (3) | 01/22/2025 | E(2) | 50,000 | 01/22/2025 | 01/22/2025 | Common Stock | 50,000 | $ 0 | 0 | I | See Footnote(1) | |||
Call Option (obligation to sell) | (3) | 01/23/2025 | E(2) | 50,000 | 01/23/2025 | 01/23/2025 | Common Stock | 50,000 | $ 0 | 0 | I | See Footnote(1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DeSantis Deborah 190 S.E. 5TH AVENUE, SUITE 200 DELRAY BEACH, FL 33483 |
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/s/ Deborah DeSantis | 01/23/2025 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Person is a trustee of the Carl DeSantis Revocable Trust, which owns a 99% beneficial interest in CD Financial LLC ("CDF"), the record holder of the shares of common stock of Celsius Holdings, Inc. ("CELH") which are the subject of this report. The Reporting Person has shared voting and dispositive power with respect to such shares. |
(2) | CDF sold covered call options for shares of common stock of CELH to an unaffiliated third-party purchaser on July 12, 2023. Call options represent the right of the option holder to buy, and the obligation of the option seller to sell, the shares subject to the options at the strike price. The options were out of the money on the expiration date and expired without being exercised. This is to record the expiration of the call options. |
(3) | The options were out of the money on the expiration date and expired without being exercised. |