08/12/2025 | Press release | Distributed by Public on 08/12/2025 04:04
As filed with the Securities and Exchange Commission on August 11, 2025
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Agenus Inc.
(Exact name of registrant as specified in its charter)
Delaware | 06-1562417 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
3 Forbes Road, Lexington, MA 02421
(Address of principal executive offices, including zip code)
AGENUS INC. AMENDED AND RESTATED 2019 EQUITY INCENTIVE PLAN
AGENUS INC. AMENDED AND RESTATED DIRECTORS DEFERRED COMPENSATION PLAN
AGENUS INC. 2019 EMPLOYEE STOCK PURCHASE PLAN
(Full title of the plan)
Garo H. Armen, Ph.D.
Agenus Inc.
3 Forbes Road
Lexington, MA 02421
781-674-4400
(Name, address and telephone number, including area code, of agent for service)
Please send copies of all communications to:
Zachary Blume
Ropes & Gray LLP
Prudential Tower
800 Boylston Street
Boston, MA 02199-3600
(617) 951-7000
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☒ | |||
Non-accelerated filer | ☐ | Smaller reporting company | ☐ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
Explanatory Note
This Registration Statement on Form S-8 is being filed by Agenus Inc. (the Registrant) to register shares of its common stock, $0.01 par value per share (Common Stock), solely for use under (i) the Amended and Restated 2019 Equity Incentive Plan (the 2019 Plan), (ii) the Amended and Restated Directors Deferred Compensation Plan (the DDCP), and (iii) the 2019 Employee Stock Purchase Plan (the ESPP). This filing does not relate to a capital-raising transaction, a public offering, or current issuance of any shares. Any shares covered by this Registration Statement may be delivered only in connection with awards or purchases made under these plans in accordance with their terms.
At the Registrants Annual Meeting of Stockholders held on June 17, 2025, stockholders approved amendments increasing the share reserves under the 2019 Plan, the DDCP, and the ESPP. This Registration Statement covers those additional reserved shares and is an administrative step to permit plan issuances if and when they occur.
Pursuant to General Instruction E to Form S-8, this registration statement incorporates by reference the contents of the registration statements on Form S-8, File Nos. 333-280462, 333-272888, 333-266790, 333-233100, 333-233097, 333-228271, 333-209074, 333-183067, 333-176609, 333-160088, 333-143807 and 333-106072, filed by the Registrant on June 25, 2024, June 23, 2023, August 11, 2022, August 7, 2019, August 7, 2019, November 8, 2018, January 21, 2016, August 3, 2012, September 1, 2011, June 19, 2009, June 15, 2007 and June 12, 2003, respectively, relating to the 2019 Plan and the DDCP.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8 |
Exhibits. |
Exhibit |
Description |
|
4.1 | Amended and Restated Certificate of Incorporation of Antigenics Inc. Filed as Exhibit 3.1 to the Registrants Current Report on Form 8-K (File No. 0-29089) filed on June 10, 2002 and incorporated herein by reference. | |
4.2 | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Antigenics Inc. Filed as Exhibit 3.1 to the Registrants Current Report on Form 8-K (File No. 000-29089) filed on June 11, 2007 and incorporated herein by reference. | |
4.3 | Certificate of Ownership and Merger changing the name of the corporation to Agenus Inc. Filed as Exhibit 3.1 to the Registrants Current Report on Form 8-K (File No. 0-29089) filed on January 6, 2011 and incorporated herein by reference. | |
4.4 | Certificate of Second Amendment to the Amended and Restated Certificate of Incorporation of Agenus Inc. Filed as Exhibit 3.1 to the Registrants Current Report on Form 8-K (File No. 0-29089) filed on September 30, 2011 and incorporated herein by reference. | |
4.5 | Certificate of Third Amendment to the Amended and Restated Certificate of Incorporation of Agenus Inc. Filed as Exhibit 3.1.4 to the Registrants Quarterly Report on Form 10-Q (File No. 0-29089) filed on August 8, 2012 and incorporated herein by reference. | |
4.6 | Certificate of Fourth Amendment to the Amended and Restated Certificate of Incorporation of Agenus Inc. Filed as Exhibit 3.1 to the Registrants Current Report on Form 8-K (File No. 0-29089) filed on April 25, 2014 and incorporated herein by reference. | |
4.7 | Certificate of Fifth Amendment to the Amended and Restated Certificate of Incorporation of Agenus Inc. Filed as Exhibit 3.1 to the Registrants Current Report on Form 8-K (File No. 0-29089) filed on June 16, 2016 and incorporated herein by reference. | |
4.8 | Certificate of Sixth Amendment to the Amended and Restated Certificate of Incorporation of Agenus Inc. Filed as Exhibit 3.1 to the Registrants Current Report on Form 8-K (File No. 0-29089) filed on June 24, 2019 and incorporated herein by reference. | |
4.9 | Certificate of Seventh Amendment to the Amended and Restated Certificate of Incorporation of Agenus Inc. Filed as Exhibit 3.1 to the Registrants Current Report on Form 8-K (File No. 0-29089) filed on August 5, 2022 and incorporated herein by reference. | |
4.10 | Certificate of Eighth Amendment to the Amended and Restated Certificate of Incorporation of Agenus Inc. Filed as Exhibit 3.1 to the Registrants Current Report on Form 8-K (File No. 0-29089) filed on April 5, 2024 and incorporated herein by reference. | |
4.11 | Sixth Amended and Restated By-laws of Agenus Inc. Filed as Exhibit 3.1 to the Registrants Current Report on Form 8-K (File No. 0-29089) filed on March 25, 2022 and incorporated herein by reference. | |
4.12 | Form of Common Stock Certificate. Filed as Exhibit 4.1 to the Registrants Current Report on Form 8-K (File No. 0-29089) filed January 6, 2011 and incorporated herein by reference. | |
5.1 | Opinion of Ropes & Gray LLP dated June 25, 2024. Filed herewith. | |
23.1 | Consent of Ropes & Gray LLP (included in Opinion filed as Exhibit 5.1). | |
23.2 | Consent of KPMG LLP, Independent Registered Public Accounting Firm. Filed herewith. | |
24.1 | Power of Attorney (included on signature page of this registration statement). | |
99.1 | Agenus Inc. Amended and Restated Directors Deferred Compensation Plan. Filed as Appendix B to the Registrants Definitive Proxy Statement on Schedule 14A filed on April 26, 2018 and incorporated herein by reference. | |
99.2 | Amendment to Agenus Inc. Amended and Restated Directors Deferred Compensation Plan. Filed as Appendix A to the Registrants Definitive Proxy Statement on Schedule 14A filed on April 28, 2020 and incorporated herein by reference. | |
99.3 | Amendment to Agenus Inc. Amended and Restated Directors Deferred Compensation Plan. Filed as Appendix A to the Registrants Definitive Proxy Statement on Schedule 14A filed on April 29, 2022 and incorporated herein by reference. |
99.4 | Amendment to Agenus Inc. Amended and Restated Directors Deferred Compensation Plan. Filed as Appendix B to the Registrants Definitive Proxy Statement on Schedule 14A filed on April 26, 2024 and incorporated herein by reference. | |
99.5 | Amendment to Agenus Inc. Amended and Restated Directors Deferred Compensation Plan. Filed as Appendix B to the Registrants Definitive Proxy Statement on Schedule 14A filed on April 30, 2025 and incorporated herein by reference. | |
99.6 | Agenus Inc. Amended and Restated 2019 Equity Incentive Plan. Filed as Appendix A to the Registrants Definitive Proxy Statement on Schedule 14A filed on April 30, 2025 and incorporated herein by reference. | |
99.7 | Agenus Inc. 2019 Employee Stock Purchase Plan. Filed as Exhibit 4.11 to the Registrants Registration Statement on Form S-8 (File No. 333-233100) filed on August 7, 2019 and incorporated herein by reference. | |
99.8 | Amendment to the Agenus Inc. 2019 Employee Stock Purchase Plan. Filed as Appendix B to the Registrants Definitive Proxy Statement on Schedule 14A filed on April 30, 2021 and incorporated herein by reference. | |
99.9 | Second Amendment to the Agenus Inc. 2019 Employee Stock Purchase Plan. Filed as Appendix A to the Registrants Definitive Proxy Statement on Schedule 14A filed on April 28, 2023 and incorporated herein by reference. | |
99.10 | Third Amendment to the Agenus Inc. 2019 Employee Stock Purchase Plan. Filed as Appendix C to the Registrants Definitive Proxy Statement on Schedule 14A filed on April 30, 2025 and incorporated herein by reference. | |
107 | Filing Fee Table. Filed Herewith |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Lexington, Commonwealth of Massachusetts, on this 11 day of August , 2025.
AGENUS INC. | ||
By: | /s/ Garo H. Armen, Ph.D. | |
Garo H. Armen, Ph.D. | ||
Chief Executive Officer and Chairman of the Board |
POWER OF ATTORNEY
We, the undersigned officers and directors of Agenus Inc., hereby severally constitute and appoint Garo Armen and Christine M. Klaskin, and each of them singly, our true and lawful attorneys-in-fact, with full power to them in any and all capacities, to sign any and all amendments to this Registration Statement on Form S-8 (including any post-effective amendments thereto), and to file the same, with exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that each of said attorneys-in-fact may do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities indicated below on the dates indicated.
SIGNATURE |
TITLE |
DATE |
||
/s/ Garo H. Armen, Ph.D. Garo H. Armen, Ph.D. |
Chief Executive Officer and Chairman of the Board of Directors (Principal Executive Officer) |
August 11, 2025 | ||
/s/ Christine M. Klaskin Christine M. Klaskin |
Vice President, Finance (Principal Financial and Accounting Officer) |
August 11, 2025 | ||
/s/ Jennifer Buell, Ph.D Jennifer Buell, Ph.D |
Director | August 11, 2025 | ||
/s/ Brian Corvese Brian Corvese |
Director | August 11, 2025 | ||
/s/ Tom Harrison Tom Harrison |
Director | August 11, 2025 | ||
/s/ Timothy R. Wright Timothy R. Wright |
Director | August 11, 2025 | ||
/s/ Susan Hirsch Susan Hirsch |
Director | August 11, 2025 |