Amaze Holdings Inc.

06/17/2025 | Press release | Distributed by Public on 06/17/2025 15:05

Statement of Changes in Beneficial Ownership (Form 4)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0287
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Day Aaron
2. Issuer Name and Ticker or Trading Symbol
AMAZE HOLDINGS, INC. [AMZE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
2901 WEST COAST HWY, SUITE 200
3. Date of Earliest Transaction (Month/Day/Year)
03/07/2025
(Street)
NEWPORT BEACH, CA 92663
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/13/2025 C 239,875(1) A (2) 239,875(1) D
Common Stock 06/13/2025 C 2,718(1) A (2) 5,924(1) I Held by Day Family Trust(3)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series D Convertible Preferred Stock $0.8 03/07/2025 A 500 03/07/2025 (4) Common Stock 62,500(5) (6) 500 I Held by Day Family Trust
Series D Convertible Preferred Stock (2) 06/13/2025 C 44,137 03/07/2025 (4) Common Stock 239,875(1) (2) 0 D
Series D Convertible Preferred Stock (2) 06/13/2025 C 500 03/07/2025 (4) Common Stock 2,718(1) (2) 0 I Held by Day Family Trust(3)

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Day Aaron
2901 WEST COAST HWY
SUITE 200
NEWPORT BEACH, CA 92663
X Chief Executive Officer

Signatures

/s/ Gioia Gentile, as Attorney-in-Fact for Aaron Day 06/17/2025
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025.
(2) Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders.
(3) The Reporting Person is the Trustee of the Day Family Trust, which is the entity that directly owns the shares.
(4) The Series D Convertible Preferred Stock has no expiration date.
(5) The share amount does not reflect the 1-for-23 reverse stock split.
(6) Received in connection with the acquisition of Amaze Software, Inc. pursuant to the Amended and Restated Agreement and Plan of Merger.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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