03/03/2026 | Press release | Distributed by Public on 03/03/2026 17:16
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (Right to Buy) | $10.81(1) | 03/01/2026 | A | 675,676 | (2) | 03/01/2036 | Common Stock | 675,676 | $ 0 | 675,676 | D | ||||
| Restricted Stock Unit | $ 0 | 03/01/2026 | A | 406,918 | (3) | (4) | Common Stock | 406,918 | $ 0 | 406,918 | D | ||||
| Stock Option (Right to Buy) | $14.82 | 08/10/2024 | 08/10/2033 | Common Stock | 8,353 | 8,353 | D | ||||||||
| Stock Option (Right to Buy) | $13.71 | 06/01/2025 | 06/01/2034 | Common Stock | 8,672 | 8,672 | D | ||||||||
| Stock Option (Right to Buy) | $10.44(5) | (6) | 04/01/2035 | Common Stock | 729,927 | 729,927 | D | ||||||||
| Restricted Stock Unit | $ 0 | (7) | (4) | Common Stock | 421,496 | 421,496 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Zook Anthony P. 9490 NEOGENOMICS WAY FORT MYERS, FL 33912 |
X | Chief Executive Officer | ||
| /s/ Ali Olivo, Attorney-in-Fact | 03/03/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 27, 2026 and multiplied by 110%. |
| (2) | On March 1, 2026, Mr. Zook was granted 675,676 stock options. The options vest ratably over the first three anniversary dates of the grant date. |
| (3) | On March 1, 2026, Mr. Zook was granted 406,918 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. |
| (4) | Once vested, the shares of common stock are not subject to expiration. |
| (5) | This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on April 1, 2025 and multiplied by 110%. |
| (6) | On April 1, 2025, Mr. Zook was granted 729,927 stock options. The options vest ratably over the first three anniversary dates of the grant date. |
| (7) | On April 1, 2025, Mr. Zook was granted 421,496 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. |