Oakwood Capital Securities Inc.

07/17/2025 | Press release | Distributed by Public on 07/17/2025 16:27

Information Required of Brokers and Dealers (Form X-17A-5)

Form X-17A-5 Filer Information UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL AUDITED REPORT
Form X-17A-5
Part III

FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder
OMB APPROVAL

FORM X-17A-5

OMB Number: 3235-0123

Estimated average burden hours per response: 12.00

X-17A-5: Filer Information

Filer CIK
0000822653
Filer CCC
XXXXXXXX
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a Return Copy?
Is this an electronic copy of an official filing submitted in paper format?
Confirming Copy File Number

Submission Contact Information

Name
Phone
E-Mail Address
Notify via Filing Website only?

X-17A-5: Submission Information

Report for the Period Beginning
04-01-2024
and Ending
03-31-2025
Type of Registrant Broker-dealer
OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No

X-17A-5: A. Registrant Identification

Name of Broker-dealer
OAKWOOD CAPITAL SECURITIES, INC.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
600 HIGHWAY 169 SOUTH
Address 2
SUITE 1410
City
ST. LOUIS PARK
State/Country
MINNESOTA
Mailing Zip/ Portal Code
55426

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Erin Baskett
Telephone Number
636-675-3746

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name
Ohab and Company
Address 1
100 E Sybelia Avenue
Address 2
Suite 130
City
Maitland
State/Country
FLORIDA
Mailing Zip/ Postal Code
32751
Check One Certified Public Accountant
Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Erin Baskett, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of OAKWOOD CAPITAL SECURITIES, INC., as of 03-31-2025, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:
Signature
Erin Baskett
Title
CCO/ FinOP

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.
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