Stryker Corporation

05/22/2026 | Press release | Distributed by Public on 05/22/2026 08:28

Specialized Disclosure Report (Form SD)



CONFLICT MINERALS REPORT OF STRYKER CORPORATION
For the year ended December 31, 2025

Stryker has made statements in this conflict minerals report that may constitute forward-looking statements about our plans to take additional actions or to implement additional policies or procedures with respect to our due diligence efforts to determine the origin of so-called conflict minerals included in our products. Stryker undertakes no obligation to publicly update or revise any forward-looking statement, whether as a result of new information, future events or otherwise. Stryker's reporting obligations under the conflict minerals rules may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this report. In addition, there are factors that could affect the accuracy of statements made in this report, including, without limitation: incomplete or unavailable supplier, smelter or refiner data; errors, omissions, or fraud by suppliers, smelters or refiners; changing definitions or methodologies for confirming smelters or refiners; incomplete, unclear, or modified guidance from third-party industry and other sources; continuing guidance regarding the conflict minerals rules and other issues.

This is the Conflict Minerals Report of Stryker Corporation for calendar year 2025 (the "Reporting Period") in accordance with Rule 13p-1 of the Securities Exchange Act of 1934 ("Rule 13p-1"). The term "3TG" as used in this report includes cassiterite, columbite-tantalite, wolframite, gold, and their derivatives tin, tantalum, and tungsten. Based on our Conflict Minerals Program and due diligence efforts described in more detail herein, we have not found any evidence to indicate the 3TG in our products directly or indirectly financed or benefited armed groups in the Covered Countries (defined below) for the year ended December 31, 2025.

1.Conflict Minerals Rule
Effective November 2012, the United States Securities and Exchange Commission (the "Commission") adopted Rule 13p-1 pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act") relating to the use of conflict minerals. Section 1502 added Section 13(p) of the Act, which obligated the Commission to promulgate rules requiring public companies with 3TG that are necessary to the functionality or production of products that they manufacture to disclose annually whether those minerals originated in the Democratic Republic of the Congo or an adjoining country ("Covered Countries"). If an issuer's 3TG originated in a Covered Country, Rule 13p-1 requires the issuer to file a report with the Commission that describes the measures it has taken to exercise due diligence to determine the source and chain of custody of 3TG in its products.

2.Company Overview
Stryker Corporation is a global leader in medical technologies and, together with our customers, we are driven to make healthcare better. We offer innovative products and services in MedSurg, Neurotechnology, and Orthopaedics that help improve patient and healthcare outcomes. Alongside our customers around the world, we impact more than 150 million patients annually. Stryker was incorporated in Michigan in 1946 as the successor company to a business founded in 1941 by Dr. Homer H. Stryker, a prominent orthopaedic surgeon and inventor of several medical products.

As used herein, and except where the context otherwise requires, "Stryker," "we," "us" and "our" refer to Stryker Corporation and our consolidated subsidiaries that are subject to the reporting requirements of Rule 13p-1.

3.Product Overview
Our products are sold in approximately 61 countries through company-owned subsidiaries and branches as well as third-party dealers and distributors, and include surgical equipment and surgical navigation systems; endoscopic and communications systems; patient handling, emergency medical equipment and intensive care disposable products; clinical communication and artificial intelligence-assisted virtual care platform technology; products for traditional brain and open skull-based surgical procedures; minimally invasive products for the treatment of acute ischemic and hemorrhagic stroke and venous thromboembolism; implants used in joint replacement and trauma surgeries; Mako robotic-arm assisted technology; as well as other products used in a variety of medical specialties. Most of our products are marketed directly to doctors, hospitals and other healthcare facilities. 3TG is necessary to the functionality of many of these products.




4.Conflict Minerals Program Overview
We are committed to conducting our affairs ethically and lawfully and expect that the businesses we associate with will do the same. We are a member of the Responsible Minerals Initiative ("RMI") and maintain a Conflict Minerals Program that follows the Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas ("OECD Framework") because our products may contain components or materials that utilize 3TG. We rely heavily on input from our suppliers utilizing RMI's Conflict Minerals Reporting Template ("CMRT") to determine whether any 3TG in our products originated in the Covered Countries because we do not purchase 3TG directly from mines, smelters or refiners. Our Conflict Minerals program is outlined in further detail below.

4.1 Strong Company Management Systems

4.1.1 Conflict Minerals Policy
We maintain a Conflict Minerals Policy that reinforces our commitment to responsible sourcing in the Covered Countries and sets the expectation that our suppliers will procure 3TG from socially responsible sources. This policy is available publicly at www.stryker.com/conflictminerals.

4.1.2 Conflict Minerals Team
Our Conflict Minerals Team, consisting of a program manager and representatives from the procurement and legal functions, is responsible for executing our Conflict Minerals Program. A committee consisting of senior leaders reviews the Conflict Minerals Team's progress to ensure compliance with our policies and the Act.
4.1.3 Multi-Stakeholder Group Participation
We are a member of the RMI, which facilitates engagement with industry peers, subject matter experts and other stakeholder groups, including non-governmental organizations, socially responsible investor groups, governments and multilateral institutions to align on expectations and best practices in conducting our supply chain activities. Membership also provides us access to the most up-to-date Reasonable Country of Origin information for facilities participating in the Responsible Minerals Assurance Process ("RMAP"), training resources and other tools.

4.1.4 Supplier Relationship Strategy
As a manufacturer and seller of medical devices, we are subject to strict quality and regulatory requirements throughout the world. Due to these requirements and the nature of our products, we predominantly maintain long-term relationships with our suppliers, which enables strong collaboration and a deeper understanding of our requirements. We leverage these relationships to maximize due diligence engagement and engage in risk mitigation activities.

4.1.5 Supplier Engagement
We engage suppliers in our due diligence activities through the use of the standardized CMRT developed by the RMI. The CMRT streamlines the transfer of information about the potential country of origin of the minerals used in our products and the smelters or refiners ("SORs") utilized in our supply chain. We collect and analyze supplier CMRTs through a vendor who is a global leader for supply chain compliance solutions. This vendor enables the collection of supplier data and the subsequent analysis and validation of that information within their web-based platform.

4.1.6 Supply Contracts
Our supply agreements and standard purchase order terms and conditions contain provisions requiring supplier compliance with our Supplier Code of Conduct. The Supplier Code of Conduct requires implementation of appropriate supply chain due diligence processes to ensure that materials come from legitimate sources. Our Supplier Code of Conduct is publicly available at
www.stryker.com/suppliercodeofconduct.




4.1.7 Training
We conduct annual conflict minerals training for relevant procurement teams. The training provides an overview of conflict minerals and associated legislation, our Conflict Minerals Policy and Program and supplier engagement on conflict minerals.

4.1.8 Grievance Mechanism
We maintain [email protected] as a dedicated email address for questions regarding our Conflict Minerals Policy. We also maintain an ethics hotline publicly available at www.ethicshotline.stryker.com as a mechanism for interested parties to voice concerns regarding compliance.

4.2 Identification and Assessment of Risks in Supply Chain

4.2.1As a finished medical device manufacturer, we are far removed from the mining of 3TG. We do not directly purchase raw ore or unrefined minerals from mines or SORs, including from those located in the Covered Countries.

4.2.2We rely on our suppliers to conduct appropriate due diligence within their supply chains and provide accurate information to determine the origin of 3TG contained in our products. We perform an annual review of suppliers subject to our conflict minerals assessment process ("In-Scope Suppliers"). The Conflict Minerals Team identifies In-Scope Suppliers by reviewing our approved supplier list and filtering this information using commodity assignment, spend and activity data. The resulting suppliers undergo an additional review conducted by our procurement team to finalize the list of In-Scope Suppliers who are most likely to be supplying components or products that contain 3TG.

4.2.3We utilize a vendor to collect information from the In-Scope Suppliers regarding the presence and sourcing of 3TGs used in the products and components supplied to us using the CMRT at a company, product, or user-defined level, depending on the supplier's ability to provide the required data.

4.2.4We review the information provided by the In-Scope Suppliers against the most current identified SOR lists, including those published by the Commerce Department, RMI, the London Bullion Market Association and the Responsible Jewellery Council. We also assess the physical location of SORs that are known and/or participating in RMAP or a similar recognized framework such as the London Bullion Market Association Good Delivery Program and the Responsible Jewellery Council Chain-of-Custody Certification (each a "Recognized Framework").

4.2.5We review the information provided by In-Scope Suppliers and the third-party data to identify any SORs that we consider high-risk in relation to 3TG sourcing, including those that are either located in or sourcing from a Covered Country and are not participating in RMAP or a Recognized Framework.

4.3 Strategy to Respond to Risks

4.3.1 Assessment Process

4.3.1.1 Non-response Risk
We track assessment response rates and non-responsive In-Scope Suppliers during the assessment process using a dashboard and other reports. Our vendor sends reminders both via email and telephone throughout the assessment period. Continued non-response is escalated to our procurement team. Non-responses at the end of the assessment period are noted and factored into our supplier management strategy and future year assessment activities for the non-responsive In-Scope Supplier.

4.3.1.2 Data Inconsistency Risk
Our vendor automatically performs an initial evaluation of any inconsistencies or gaps in the information submitted by In-Scope Suppliers and performs follow-up to resolve any issues.




4.3.2 Risk Mitigation Activities
The results of risk identification activities are communicated to our Procurement Leadership Team. We determine, on a case-by-case basis, the appropriate mitigation strategy for any high risk SORs. Due to the nature of our products, we are unable to make supply chain-related changes without significant quality and safety related due diligence and, in some instances, a lengthy regulatory approval process. As such, we primarily emphasize supplier education and cooperative efforts to bring existing supply chains into conformance with our Conflict Minerals Policy. These efforts may include further investigation to understand a high-risk SOR's actual role in our product supply chain and leveraging upstream supplier relationships to promote SOR participation in the RMAP or a Recognized Framework. We may, however, pursue the removal from our supply chain of any confirmed high-risk SOR that is unwilling to participate in the RMAP or a Recognized Framework. With the understanding that risk mitigation activities are an ongoing effort, we monitor the status of these high-risk SORs and In-Scope Supplier activities over subsequent assessment periods to understand the effectiveness of this strategy and enact further corrective action if necessary.

4.4 Carrying out Independent Third-Party Audits

4.4.1 Independent Third-Party Audits
As a downstream company, we are far removed from the SORs providing 3TG and therefore do not perform or direct our own audits of SORs. Instead, we rely on the RMI's RMAP, which includes an independent assessment of SOR management systems and sourcing practices to validate conformance with responsible mineral procurement standards, and other Recognized Frameworks to enable our SOR due diligence activities.

4.5 Public Report

4.5.1 Annual SEC Reporting
We comply with annual reporting requirements as set forth in Rule 13p-1 by filing with the SEC a Form SD and including this report.

4.5.2 Public Availability
This Conflict Minerals Report is also publicly available in the "Investor Relations" section of our website at investors.stryker.com and referenced in our annual "Comprehensive Report" available at
www.stryker.com/crhub.

5.2025 Reasonable Country of Origin Inquiry Results

5.1 In-Scope Suppliers
We determined, that during the Reporting Period, we manufactured and/or contracted to manufacture products containing 3TG that were necessary for the functionality or production of our products. A total of 544 suppliers were identified as In-Scope Suppliers potentially providing us with materials or products containing 3TG.

5.2 Process Overview
We conducted a Reasonable Country of Origin Inquiry ("RCOI") of the In-Scope Suppliers beginning with a request to confirm if the products they supply to Stryker contained 3TG. If the products contained 3TG, we then requested that the Suppliers complete CMRT version 6.5 to assist in determining whether the 3TG contained in our products originated from the Covered Countries.

We communicated to In-Scope Suppliers the importance of participating in our 2025 RCOI and provided initial information on the required activities. Through the vendor, we provided In-Scope Suppliers with a CMRT submission portal, submission instructions and an email submission option for those In-Scope Suppliers unwilling or unable to use the portal. Suppliers were engaged between February 5, 2026 and April 28, 2026 to provide the required information for our RCOI. During this period, up to five reminder emails were sent to each non-responsive supplier and, if a supplier remained non-responsive, additional reminders occurred via telephone or directly from our


procurement team. Throughout the process, responses were reviewed for plausibility, consistency and gaps, and we engaged in follow-up activities as necessary.

5.3 Supplier Responses
The response rate of the In-Scope Suppliers to the initial step within the RCOI was 87%. Of the responding suppliers, 44% identified the presence of 3TG in the materials or products supplied to us. Based on the data from the submitted CMRTs, these suppliers identified a total of 364 SORs that could be verified as active using the resources described in section 4.2.4. Of these verified SORs, there was an indication that 50 are located in or sourced from the Covered Countries. 42 out of 50 SORs are conformant to a Recognized Framework.

5.4 Determination
Based on the results of the RCOI, we have reason to believe that some 3TG in our products may have originated in the Covered Countries and may not have come from recycled or scrap sources. Therefore, we conducted additional due diligence to determine the Country of Origin of the 3TG in our products and whether our supply chain activities directly or indirectly financed or benefited armed groups in the Covered Countries in accordance with Rule 13p-1. The results of our diligence are outlined below.

6.Due Diligence

6.1 Results
Using the results of the RCOI, and in accordance with the steps described in section 4 above, we performed additional due diligence on those SORs located in or sourcing from the Covered Countries, focusing on the SOR RMAP participation during the Reporting Period. The results of that due diligence can be found in Table 1.

Table 1

Metal SOR RMAP Status Total
Conformant Active Not Enrolled
Tantalum 19 0 0 19
Tin 8 0 2 10
Tungsten 7 0 2 9
Gold 8 0 4 12

6.2 Risk Mitigation Activities
We focused our resulting risk mitigation activities on the SORs that either source from or are located in a Covered Country whose RMAP status was found to be "Not Enrolled" and who have not indicated intent to become "Active" or "Conformant". "Conformant" meaning independently assessed and found conformant with the relative RMAP standard, "Active" meaning engaged in the RMAP program but not yet conformant, and "Not Enrolled" referring to all other statuses. As a downstream company, and in alignment with the risk mitigation activities described in 4.3.2. above, we issued notifications to the In-Scope Suppliers who included these SORs in their CMRT submissions. These notifications focused on engaging the SOR, either directly or through any necessary upstream suppliers, to promote participation in the RMAP and to consider removal of the SOR from their supply chain if they are unwilling or unable to participate in the RMAP. We will continue to engage with the RMI and their other member companies to promote SOR participation in the RMAP. We also continue to monitor In-Scope Supplier responses to these notifications and determine if any additional actions are needed.

6.3 Conclusion
Based on due diligence efforts, we do not have sufficient information to conclusively determine the countries of origin of the 3TG contained in our products. As in previous years, while we cannot conclusively determine the countries of origin, we have not found any evidence to indicate the 3TG in our products directly or indirectly financed or benefited armed groups in the Covered Countries for the year ended December 31, 2025. The list of SORs which is based on the information provided by In-Scope Suppliers can be found in Appendix A and the Countries of Origin identified as believed to be associated with these materials are listed in Appendix B.



Appendix A: Smelter or Refiner List

This list is based on data provided by our suppliers for reporting year 2025. In-Scope Suppliers predominantly provided company-level information which included the supplier's entire supply chain and, as such, this information was not limited to SORs that contributed 3TG used specifically in our products. As a result, we are unable to confirm whether our products contain 3TG from all of these sources. Additionally, this list only includes facilities reported by suppliers that are on the RMAP list as of April 28, 2026.

Metal Name Location RMAP Status
Gold 8853 S.p.A. Italy Conformant
Gold ABC Refinery Pty Ltd. Australia Conformant
Gold Abington Reldan Metals, LLC United States Conformant
Gold Advanced Chemical Company United States Conformant
Gold African Gold Refinery Uganda Not Enrolled
Gold Agosi AG Germany Conformant
Gold Aida Chemical Industries Co., Ltd. Japan Conformant
Gold Al Etihad Gold Refinery DMCC United Arab Emirates Conformant
Gold Albino Mountinho Lda. Portugal Not Enrolled
Gold Alexy Metals United States Not Enrolled
Gold Almalyk Mining and Metallurgical Complex (AMMC) Uzbekistan Conformant
Gold AngloGold Ashanti Corrego do Sitio Mineracao Brazil Conformant
Gold Argor-Heraeus S.A. Switzerland Conformant
Gold Asahi Metalfine, Inc. Japan Conformant
Gold Asahi Refining Canada Ltd. Canada Conformant
Gold Asahi Refining USA Inc. United States Conformant
Gold Asaka Riken Co., Ltd. Japan Conformant
Gold Atasay Kuyumculuk Sanayi Ve Ticaret A.S. Turkey Not Enrolled
Gold Attero Recycling Pvt Ltd India Not Enrolled
Gold AU Traders and Refiners South Africa Not Enrolled
Gold Augmont Enterprises Private Limited India Not Enrolled
Gold Aurubius AG Germany Conformant
Gold Aurubis AG, Hamburg Germany Not Enrolled
Gold Bangalore Refinery India Conformant
Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines) Philippines Conformant
Gold Boliden Mineral AB (Ronnskar) Sweden Conformant
Gold C. Hafner GmbH + Co. KG Germany Conformant
Gold Caridad Mexico Not Enrolled
Gold Cendres + Metaux S.A. Switzerland Conformant
Gold CGR Metalloys Pvt Ltd. India Not Enrolled
Gold Chimet S.p.A. Italy Conformant
Gold Chugai Mining Japan Conformant
Gold Coimpa Industrial LTDA Brazil Conformant
Gold Daye Non-Ferrous Metals Mining Ltd. China Conformant
Gold Degussa Sonne / Mond Goldhandel GmbH Germany Not Enrolled
Gold Dijllah Gold Refinery FZC United Arab Emirates Not Enrolled
Gold Dongwu Gold Group China Conformant
Gold Dowa Japan Conformant
Gold DSC (Do Sung Corporation) Korea, Republic of Conformant
Gold Eco-System Recycling Co., Ltd. East Plant Japan Conformant
Gold Eco-System Recycling Co., Ltd. North Plant Japan Conformant
Gold Eco-System Recycling Co., Ltd. West Plant Japan Conformant
Gold Elite Industech Co., Ltd. Taiwan Conformant
Gold Emerald Jewel Industry India Limited (Unit 1) India Not Enrolled
Gold Emerald Jewel Industry India Limited (Unit 2) India Not Enrolled


Gold Emerald Jewel Industry India Limited (Unit 3) India Not Enrolled
Gold Emerald Jewel Industry India Limited (Unit 4) India Not Enrolled
Gold Emirates Gold DMCC United Arab Emirates Not Enrolled
Gold Fidelity Printers and Refiners Ltd. Zimbabwe Not Enrolled
Gold Fujairah Gold FZC United Arab Emirates Not Enrolled
Gold Gasabo Gold Refinery Ltd. Rwanda Not Enrolled
Gold GG Refinery Ltd. Tanzania Conformant
Gold GGC Gujrat Gold Centre Pvt. Ltd. India Not Enrolled
Gold Glencore Canada Corporation - CCR Refinery Canada Conformant
Gold Gold by Gold Colombia Colombia Conformant
Gold Gold Coast Refinery Ghana Not Enrolled
Gold Gold Corporation- The Perth Mint Australia Conformant
Gold Great Wall Precious Metals Co., Ltd. of CBPM China Conformant
Gold Guangdong Jinding Gold Limited China Not Enrolled
Gold Guoda Safina High-Tech Environmental Refinery Co., Ltd. China Not Enrolled
Gold Hangzhou Fuchunjiang Smelting Co., Ltd. China Not Enrolled
Gold Heimerle + Meule GmbH Germany Conformant
Gold Heraeus Germany GmbH Co. KG Germany Conformant
Gold Heraeus Metals Hong Kong Ltd. China Conformant
Gold Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. China Not Enrolled
Gold HwaSeong CJ CO., LTD. Korea, Republic of Not Enrolled
Gold Impala Platinum - Base Metal Refinery (BMR) South Africa Conformant
Gold Impala Platinum - Platinum Metals Refinery (PMR) South Africa Conformant
Gold Impala Platinum - Rustenburg Smelter South Africa Conformant
Gold Industrial Refining Company Belgium Not Enrolled
Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. China Conformant
Gold International Precious Metal Refiners United Arab Emirates Conformant
Gold Ishifuku Metal Industry Co., Ltd. Japan Conformant
Gold Istanbul Gold Refinery Turkey Conformant
Gold Italpreziosi Italy Conformant
Gold JALAN & Company India Not Enrolled
Gold Japan Mint Japan Conformant
Gold Jiangxi Copper Co., Ltd. China Conformant
Gold JSC Ekaterinburg Non-Ferrous Metal Processing Plant Russian Federation Not Enrolled
Gold JSC Novosibirsk Refinery Russian Federation Not Enrolled
Gold JSC Uralelectromed Russian Federation Not Enrolled
Gold JX Advanced Metals Corporation Japan Conformant
Gold K.A. Rasmussen Norway Not Enrolled
Gold Kaloti Precious Metals United Arab Emirates Not Enrolled
Gold Kazakhmys Smelting LLC Kazakhstan Not Enrolled
Gold Kazzinc Ltd. Kazakhstan Conformant
Gold Kennecott Utah Copper LLC United States Conformant
Gold KGHM Polska Miedz S.A. Oddzial Huta Miedzi, Glogow Poland Not Enrolled
Gold KGHM Polska Miedz Spolka Akcyina Poland Conformant
Gold Kojima Chemicals Co., Ltd. Japan Conformant
Gold Korea Zinc Co., Ltd. Korea, Republic of Conformant
Gold Kundan Care Products Ltd. India Not Enrolled
Gold Kyrgyzaltyn JSC Kyrgyzstan Conformant
Gold Kyshtym Copper-Electrolytic Plant ZAO Russian Federation Not Enrolled
Gold L'azurde Company For Jewelry Saudi Arabia Not Enrolled
Gold Lingbao Gold Co., Ltd. China Not Enrolled
Gold Lingbao Jinyuan Tonghui Refinery Co., Ltd. China Not Enrolled
Gold L'Orfebre S.A. Andorra Not Enrolled
Gold LS MnM Inc. Korea, Republic of Conformant
Gold LT Metal Ltd. Korea, Republic of Conformant


Gold Luoyang Zijin Yinhui Gold Refinery Co., Ltd. China Not Enrolled
Gold Marsam Metals Brazil Not Enrolled
Gold Materion United States Conformant
Gold Matsuda Sangyo Co., Ltd. Japan Conformant
Gold MD Overseas India Not Enrolled
Gold Metal Concentrators SA (Pty) Ltd. South Africa Conformant
Gold Metallix Refining Inc. United States Not Enrolled
Gold Metalor Technologies (Hong Kong) Ltd. China Conformant
Gold Metalor Technologies (Singapore) Pte., Ltd. Singapore Conformant
Gold Metalor Technologies (Suzhou) Ltd. China Conformant
Gold Metalor Technologies S.A. Switzerland Conformant
Gold Metalor USA Refining Corporation United States Conformant
Gold Metalurgica Met-Mex Penoles S.A. De C.V. Mexico Conformant
Gold Minera Titan del Peru SRL (MTP) - Belen Plant Peru Not Enrolled
Gold Mitsubishi Materials Corporation Japan Conformant
Gold Mitsui Mining and Smelting Co., Ltd. Japan Conformant
Gold MKS PAMP SA Switzerland Conformant
Gold MMTC-PAMP India Pvt., Ltd. India Conformant
Gold Modeltech Sdn Bhd Malaysia Not Enrolled
Gold Morris and Watson New Zealand Not Enrolled
Gold Moscow Special Alloys Processing Plant Russian Federation Not Enrolled
Gold Nadir Metal Rafineri San. Ve Tic. A.S. Turkey Conformant
Gold Naoshima Smelter & Refinery Japan Not Enrolled
Gold Navoi Mining and Metallurgical Combinat Uzbekistan Conformant
Gold NH Recytech Company Korea, Republic of Conformant
Gold Nihon Material Co., Ltd. Japan Conformant
Gold Noble Metal Services United States Not Enrolled
Gold Ogussa Osterreichische Gold- und Sliber-Scheideanstalt Gesm,b.H Austria Conformant
Gold Ohura Precious Metal Industry Co., Ltd. Japan Conformant
Gold OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) Russian Federation Not Enrolled
Gold Pease & Curren United States Not Enrolled
Gold Penglai Penggang Gold Industry Co., Ltd. China Not Enrolled
Gold Planta Recuperadora de Metales SpA Chile Conformant
Gold Prioksky Plant of Non-Ferrous Metals Russian Federation Not Enrolled
Gold PT Aneka Tambang (Persero) Tbk Indonesia Conformant
Gold PX Precinox S.A. Switzerland Conformant
Gold QG Refining, LLC United States Not Enrolled
Gold Rand Refinery (Pty) Ltd. South Africa Conformant
Gold Refinery of Seemine Gold Co., Ltd. China Not Enrolled
Gold Remondis PMR B.V. Netherlands Conformant
Gold Royal Canadian Mint Canada Conformant
Gold SAAMP France Conformant
Gold Sabin Metal Corp. United States Not Enrolled
Gold Safimet S.p.A Italy Conformant
Gold Safina A.S. Czechia Conformant
Gold Sai Refinery India Not Enrolled
Gold Sam Precious Metals FZ-LLC United Arab Emirates Conformant
Gold Samduck Precious Metals Korea, Republic of Not Enrolled
Gold Samwon Metals Corp. Korea, Republic of Not Enrolled
Gold SEMPSA Joyeria Plateria S.A. Spain Conformant
Gold Shandong Gold Smelting Co., Ltd. China Conformant
Gold Shandong Humon Smelting Co., Ltd. China Not Enrolled
Gold Shandong Tiancheng Biological Gold Industrial Co., Ltd. China Not Enrolled
Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd. China Conformant


Gold Shenzhen CuiLu Gold Co., Ltd. China Conformant
Gold Shenzen Jinjunwei Resource Comprehensive Developement Co., Ltd. China Not Enrolled
Gold Shenzhen Zhonghenglong Real Industry Co., Ltd. China Not Enrolled
Gold Shirpur Gold Refinery Ltd. India Not Enrolled
Gold Sichuan Tianze Precious Metals Co., Ltd. China Conformant
Gold Singway Technology Co., Ltd. Taiwan Not Enrolled
Gold SOE Shyolkovsky Factory of Secondary Precious Metals Russian Federation Not Enrolled
Gold Solar Applied Materials Technology Corp. Taiwan Conformant
Gold Soleil Metals (Chala One Plant) Peru Not Enrolled
Gold Soleil Metals (Yakari Plant) Peru Not Enrolled
Gold Sovereign Metals India Not Enrolled
Gold State Research Institute Center for Physical Sciences and Technology Lithuania Not Enrolled
Gold Sudan Gold Refinery Sudan Not Enrolled
Gold Sumitomo Metal Mining Co., Ltd. Japan Conformant
Gold SungEel HiMetal Co., Ltd. Korea, Republic of Conformant
Gold Super Dragon Technology Co., Ltd. Taiwan Not Enrolled
Gold T.C.A S.p.A Italy Conformant
Gold Tanaka Kikinzoku Kogyo K.K. Japan Conformant
Gold Titan Company Limited, Jewellery Division India Not Enrolled
Gold Tokuriki Honten Co., Ltd. Japan Conformant
Gold Tongling Nonferrous Jinguan (Ausmelt) Copper Industry. China Not Enrolled
Gold TOO Tau-Ken-Altyn Kazakhstan Conformant
Gold Torecom Korea, Republic of Not Enrolled
Gold Umicore Precious Metals Thailand Thailand Not Enrolled
Gold Umicore S.A. Business Unit Precious Metals Refining Belgium Conformant
Gold United Precious Metal Refining, Inc. United States Conformant
Gold Valcambi S.A. Switzerland Conformant
Gold WEEEREFINING France Not Enrolled
Gold WIELAND Edelmetalle GmbH Germany Conformant
Gold Yamakin Co., Ltd. Japan Conformant
Gold Yokohama Metal Co., Ltd. Japan Conformant
Gold Yunnan Copper Southwest Copper Branch China Not Enrolled
Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation China Conformant
Gold Zijin Mining Group Gold Smelting Co. Ltd. China Conformant
Tantalum 5D Production OU Estonia Not Enrolled
Tantalum AMG Brasil Brazil Conformant
Tantalum D Block Metals, LLC United States Conformant
Tantalum F&X Electro-Materials Ltd. China Conformant
Tantalum FIR Metals & Resource Ltd. China Conformant
Tantalum Global Advanced Metals Aizu Japan Conformant
Tantalum Global Advanced Metals Boyertown United States Conformant
Tantalum Guangdong Rising Rare Metals-EO Materials Ltd. China Conformant
Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. China Conformant
Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. China Conformant
Tantalum Jiangxi Suns Nonferrous Materials Co. Ltd. China Not Enrolled
Tantalum Jiangxi Tuohong New Raw Material China Conformant
Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. China Conformant
Tantalum Jiujiang Tanbre Co., Ltd. China Conformant
Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd. China Conformant
Tantalum KEMET de Mexico Mexico Conformant
Tantalum Materion Newton Inc. United States Conformant
Tantalum Metallurgical Products India Pvt., Ltd. India Conformant
Tantalum Mineracao Taboca S.A. Brazil Conformant
Tantalum Mitsui Mining and Smelting Co., Ltd. Japan Conformant
Tantalum Ningxia Orient Tantalum Industry Co., Ltd. China Conformant


Tantalum NPM Silmet OU Estonia Conformant
Tantalum PowerX Ltd. Rwanda Conformant
Tantalum QuantumClean United States Conformant
Tantalum Resind Industria e Comercio Ltda. Brazil Conformant
Tantalum RFH Yancheng Jinye New Material Technology Co., Ltd. China Conformant
Tantalum Solikamsk Magnesium Works OAO Russian Federation Not Enrolled
Tantalum Taki Chemical Co., Ltd. Japan Conformant
Tantalum TANIOBIS Co., Ltd. Thailand Conformant
Tantalum TANIOBIS GmbH Germany Conformant
Tantalum TANIOBIS Japan Co., Ltd. Japan Conformant
Tantalum TANIOBIS Smelting GmbH & Co. KG Germany Conformant
Tantalum Telex Metals United States Conformant
Tantalum Ulba Metallurgical Plant JSC Kazakhstan Conformant
Tantalum Ximei Resources (Guangdong) Limited China Conformant
Tantalum XinXing Haorong Electronic Material Co., Ltd. China Conformant
Tantalum Yanling Jincheng Tantalum & Niobium Co., Ltd. China Conformant
Tin Alpha Assembly Solutions Inc United States Conformant
Tin An Vinh Joint Stock Mineral Processing Company Viet Nam Not Enrolled
Tin Aurubis Beerse Belgium Conformant
Tin Aurubis Berango Spain Conformant
Tin Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. China Conformant
Tin Chifeng Dajingzi Tin Industry Co., Ltd. China Conformant
Tin China Tin Group Co., Ltd. China Conformant
Tin Conecsus LLC United States Not Enrolled
Tin CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda Brazil Not Enrolled
Tin CRM Synergies EMEA, S.L.U. Spain Conformant
Tin CV Ayi Jaya Indonesia Conformant
Tin Dongguan Best Alloys Co., Ltd. China Conformant
Tin Dongguan CiEXPO Environmental Engineering Co., Ltd. China Not Enrolled
Tin Dowa Japan Conformant
Tin Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company Viet Nam Not Enrolled
Tin EM Vinto Bolivia Conformant
Tin Estanho de Rondonia S.A. Brazil Conformant
Tin Fabrica Auricchio Industria e Comercio Ltda. Brazil Conformant
Tin Fenix Metals Poland Conformant
Tin Gejiu City Fuxiang Industry and Trade Co., Ltd. China Not Enrolled
Tin Gejiu Kai Meng Industry and Trade LLC China Not Enrolled
Tin Gejiu Non-Ferrous Metal Processing Co., Ltd. China Conformant
Tin Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. China Not Enrolled
Tin Gejiu Zili Mining And Metallurgy Co., Ltd. China Not Enrolled
Tin Global Advanced Metals Greenbushes Pty Ltd. Australia Conformant
Tin Guangdong Hanhe Non-Ferrous Metal Co., Ltd. China Conformant
Tin HuiChang Hill Tin Industry Co., Ltd. China Conformant
Tin Jiangxi New Nanshan Technology Ltd. China Not Enrolled
Tin Longnan Chuangyue Environmental Protection Technology Development Co., Ltd China Not Enrolled
Tin Luna Smelter, Ltd. Rwanda Conformant
Tin Ma'anshan Weitai Tin Co., Ltd. China Not Enrolled
Tin Magnu's Minerais Metais e Ligas Ltda. Brazil Conformant
Tin Malaysia Smelting Corporation (MSC) Malaysia Not Enrolled
Tin Malaysia Smelting Corporation Berhad (Port Klang) Malaysia Conformant
Tin Melt Metais e Ligas S.A. Brazil Not Enrolled
Tin Metallic Resources, Inc. United States Conformant


Tin Mineracao Taboca S.A. Brazil Conformant
Tin Mining Minerals Resources SARL CONGO, DEMOCRATIC REPUBLIC OF THE Conformant
Tin Minsur Peru Conformant
Tin Mitsubishi Materials Corporation Japan Conformant
Tin Modeltech Sdn Bhd Malaysia Not Enrolled
Tin Nghe Tinh Non-Ferrous Metals Joint Stock Company Viet Nam Not Enrolled
Tin Novosibirsk Tin Combine Russian Federation Not Enrolled
Tin O.M. Manufacturing (Thailand) Co., Ltd. Thailand Conformant
Tin O.M. Manufacturing Philippines, Inc. Philippines Conformant
Tin Operaciones Metalurgicas S.A. Bolivia Conformant
Tin P Kay Metal, Inc. United States Conformant
Tin Pongpipat Company Limited Myanmar Not Enrolled
Tin Precious Minerals and Smelting Limited India Not Enrolled
Tin PT Arsed Indonesia Indonesia Conformant
Tin PT Artha Cipta Langgeng Indonesia Not Enrolled
Tin PT ATD Makmur Mandiri Jaya Indonesia Conformant
Tin PT Bangka Prima Tin Indonesia Conformant
Tin PT Cipta Persada Mulia Indonesia Conformant
Tin PT Masbro Alam Stania Indonesia Not Enrolled
Tin PT Mitra Stania Prima Indonesia Conformant
Tin PT Mitra Sukses Globalindo Indonesia Conformant
Tin PT Panca Mega Persada Indonesia Not Enrolled
Tin PT Premium Tin Indonesia Indonesia Conformant
Tin PT Prima Timah Utama Indonesia Conformant
Tin PT Putera Sarana Shakti (PT PSS) Indonesia Conformant
Tin PT Rajehan Ariq Indonesia Conformant
Tin PT Timah Tbk Kundur Indonesia Conformant
Tin PT Timah Tbk Mentok Indonesia Conformant
Tin Resind Industria e Comercio Ltda. Brazil Conformant
Tin Rikayaa Greentech Private Limited India Not Enrolled
Tin Rui Da Hung Taiwan Conformant
Tin Super Ligas Brazil Conformant
Tin Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. Japan Conformant
Tin Thaisarco Thailand Conformant
Tin Tin Smelting Branch of Yunnan Tin Co., Ltd. China Conformant
Tin Tin Technology & Refining United States Conformant
Tin Tuyen Quang Non-Ferrous Metals Joint Stock Company Viet Nam Not Enrolled
Tin VQB Mineral and Trading Group JSC Viet Nam Not Enrolled
Tin White Solder Metalurgia e Mineracao Ltda. Brazil Conformant
Tin Woodcross Smelting Company Limited Uganda Conformant
Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd. China Not Enrolled
Tin Yunnan Yunfan Non-ferrous Metals Co., Ltd. China Conformant
Tungsten A.L.M.T. Corp. Japan Conformant
Tungsten ACL Metais Eireli Brazil Not Enrolled
Tungsten Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. Brazil Not Enrolled
Tungsten Artek LLC Russian Federation Not Enrolled
Tungsten Asia Tungsten Products Vietnam Ltd. Viet Nam Conformant
Tungsten China Molybdenum Co., Ltd. China Conformant
Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. China Conformant
Tungsten CNMC (Guangxi) PGMA Co., Ltd. China Not Enrolled
Tungsten Cronimet Brasil Ltda Brazil Conformant
Tungsten Dongkuk Industries Co., Ltd. Korea, Republic of Not Enrolled
Tungsten Fujian Xinlu Tungsten Co., Ltd. China Not Enrolled


Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. China Not Enrolled
Tungsten Ganzhou Seadragon W & Mo Co., Ltd. China Conformant
Tungsten Geo Enterprise Georgia Not Enrolled
Tungsten Global Tungsten & Powders LLC. United States Conformant
Tungsten Guangdong Xianglu Tungsten Co., Ltd. China Conformant
Tungsten H.C. Starck Tungsten GmbH Germany Conformant
Tungsten HANNAE FOR T Co., Ltd. Korea, Republic of Not Enrolled
Tungsten Hubei Green Tungsten Co., Ltd. China Conformant
Tungsten Hunan Jintai New Material Co., Ltd. China Not Enrolled
Tungsten Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch China Not Enrolled
Tungsten Hydrometallurg, JSC Russian Federation Not Enrolled
Tungsten Japan New Metals Co., Ltd. Japan Conformant
Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd. China Conformant
Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. China Conformant
Tungsten Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. China Not Enrolled
Tungsten Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. China Conformant
Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. China Conformant
Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. China Conformant
Tungsten Jing Yuan Tungsten Technology Co., Ltd. Taiwan Conformant
Tungsten JSC "Kirovgrad Hard Alloys Plant" Russian Federation Not Enrolled
Tungsten Kenee Mining Vietnam Company Limited Viet Nam Conformant
Tungsten Kennametal Fallon United States Conformant
Tungsten Kennametal Huntsville United States Conformant
Tungsten Laos Southern Mining Smelting Sole Co.,Ltd. LAO PEOPLE'S DEMOCRATIC REPUBLIC Active
Tungsten Lianyou Metals Co., Ltd. Taiwan Conformant
Tungsten Lianyou Resources Co., Ltd. Taiwan Conformant
Tungsten LLC Vostok Russian Federation Not Enrolled
Tungsten Malamet Smelting Sdn. Bhd. Malaysia Not Enrolled
Tungsten Malipo Haiyu Tungsten Co., Ltd. China Conformant
Tungsten Masan High-Tech Materials Viet Nam Conformant
Tungsten Moliren Ltd. Russian Federation Not Enrolled
Tungsten Nam Viet Cromit Joint Stock Company Viet Nam Not Enrolled
Tungsten Niagara Refining LLC United States Conformant
Tungsten NPP Tyazhmetprom LLC Russian Federation Not Enrolled
Tungsten OOO "Technolom" 1 Russian Federation Not Enrolled
Tungsten OOO "Technolom" 2 Russian Federation Not Enrolled
Tungsten Philippine Bonway Manufacturing Industrial Corporation Philippines Conformant
Tungsten Philippine Carreytech Metal Corp. Philippines Not Enrolled
Tungsten Philippine Chuangxin Industrial Co., Inc. Philippines Conformant
Tungsten S.P.T. spol.s r.o. Czechia Conformant
Tungsten Shinwon Tungsten (Fujian Shanghang) Co., Ltd. China Conformant
Tungsten TANIOBIS Smelting GmbH & Co. KG Germany Conformant
Tungsten Tungamoy Metals, Inc. Korea, Republic of Conformant
Tungsten Tungsten Vietnam Joint Stock Company Viet Nam Conformant
Tungsten Unecha Refractory Metals Plant Russian Federation Not Enrolled
Tungsten Uzbekistan Technological Metallurgical Complex, JSC Uzbekistan Not Enrolled
Tungsten Wolfram Bergbau und Hutten AG Austria Conformant
Tungsten Xiamen Tungsten (H.C.) Co., Ltd. China Conformant
Tungsten Xiamen Tungsten Co., Ltd. China Conformant
Tungsten Yudu Ansheng Tungsten Co., Ltd. China Not Enrolled



Appendix B: Countries of Origin of 3TG

The origin of the 3TG processed by facilities listed in Appendix A are believed to be:
Angola* Guyana Papua New Guinea
Argentina Hong Kong Peru
Armenia Hungary Philippines
Australia India Poland
Austria Indonesia Portugal
Belarus Ireland Russian Federation
Belgium Israel Rwanda*
Bermuda Italy Saudi Arabia
Bolivia Ivory Coast Sierra Leone
Brazil Japan Singapore
Burundi* Jersey Slovakia
Cambodia Kazakhstan South Africa
Canada Kenya South Sudan*
Central African Republic* Korea, Republic of Spain
Chile Kyrgyzstan Suriname
China Laos Sweden
Colombia Luxembourg Switzerland
Congo (Brazzaville)* Madagascar Taiwan
Czechia Malaysia Tajikistan
Djibouti Mali Tanzania*
DRC- Congo (Kinshasa)* Mexico Thailand
Ecuador Mongolia Turkey
Egypt Morocco Uganda*
Estonia Mozambique United Arab Emirates
Ethiopia Myanmar United Kingdom
Finland Namibia United States
France Netherlands Uzbekistan
Germany New Zealand Viet Nam
Ghana Niger Zambia*
Guinea Nigeria Zimbabwe

*Covered Country

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