03/23/2026 | Press release | Distributed by Public on 03/23/2026 18:44
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Diamond Matthew K C/O STAR EQUITY HOLDINGS, INC. 53 FOREST AVENUE, SUITE 101 OLD GREENWICH, CT 06870 |
Chief Accounting Officer | |||
| /s/ Matthew K. Diamond | 03/23/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | On January 24, 2025 (the "Grant Date"), the restricted stock units ("RSUs") were granted to the Reporting Person under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated (the "2009 Incentive Plan") for which the performance conditions related to vesting were satisfied as of March 19, 2026. The RSUs granted are subject to time-based vesting conditions that vest 33% on the first anniversary of the Grant Date (1,318 RSUs), 33% on the second anniversary of the Grant Date (1,318 RSUs), and 34% on the third anniversary of the Grant Date (1,357 RSUs). |
| (2) | This number represents shares of Star Equity Holdings, Inc. Common Stock withheld to satisfy the tax withholding obligation due upon vesting of performance-based restricted stock units. |
| (3) | Includes (i) 6,889 RSUs credited to the Reporting Person's account under the Issuer's 2009 Incentive Plan; and (ii) 14,049 shares of common stock. Each RSU is the economic equivalent of one share of Common Stock. RSUs may be settled pursuant to the 2009 Incentive Plan by the issuance of Common Stock, the payment of cash, or a combination of both. |