Guggenheim Funds Trust
02/23/2026 | Press release | Distributed by Public on 02/23/2026 13:18
Prospectus by Investment Company (Form 497)
Guggenheim Funds Trust
702 King Farm Blvd., Suite 200
Rockville, Maryland 20850
Supplement Dated February 23, 2026
to the currently effective Class A, Class C, Institutional Class and Class P Statutory Prospectus dated January 31, 2026, as supplemented from time to time (the "Prospectus")
This supplement provides updated information beyond that contained in the Prospectus and should be read in conjunction with the Prospectus.
On February 23, 2026, The Bank of New York Mellon ("BNY") replaced MUFG Investor Services (US) LLC ("MUFG") as transfer agent to Guggenheim Funds Trust (the "Trust" and each series of the Trust, a "Fund" and, collectively, the "Funds").
In view of the foregoing, references to MUFG as transfer agent to the Funds are hereby replaced with BNY as context requires. Additionally, all references to the telephone number 301-296-5100 are hereby deleted. For requests or inquiries by telephone, please call 1-800-820-0888.
In addition, the Prospectus is revised as described below.
The table in the section of the Prospectus titled "Buying Fund Shares-PURCHASE PROCEDURES" is hereby replaced with the following:
|
BY MAIL
IRA and other retirement accounts
Call Guggenheim Investments Client |
Initial Purchase | Subsequent Purchases | ||
|
Complete the account application that corresponds to the type of account you are opening. ● Make sure to designate the Fund(s) you want to purchase. ● Make sure your investment meets the account minimum. |
Complete the Guggenheim Investments investment slip included with your quarterly statement or send written purchase instructions that include: ● Your name. ● Your shareholder account number. ● The Fund(s) you want to purchase. |
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Make your check payable to Guggenheim Investments. |
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Your check must be drawn on a U.S. bank and payable in U.S. dollars. |
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Include the name of the Fund(s) you want to purchase on your check. If you do not specify the Fund(s) you want to purchase, your investment generally will be credited to the Rydex U.S. Government Money Market Fund, which is offered in a separate prospectus. |
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| Mail your application and check to: | Mail your written purchase instructions and check to: | |||
| Mailing Addresses: | ||||
| Standard Delivery | Overnight Delivery | |||
|
Guggenheim Investments PO Box 534493 Pittsburgh, PA 15253-4493 |
Guggenheim Investments Attention: 534493 500 Ross Street 154-0520 Pittsburgh, PA 15262 |
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BY WIRE |
Initial Purchase | Subsequent Purchases | ||
|
Complete and submit the account application that corresponds to the type of account you are opening. Contact Guggenheim Investments Client Services at 1-800-820-0888 to obtain your new account number. Use the wire instructions below to send your wire. ● Make sure to designate the Fund(s) you want to purchase. ● Make sure your investment meets the account minimum. |
Be sure to designate your wire instructions to the Fund(s) you want to purchase. | |||
|
To obtain "same-day credit" (to get that Business Day's NAV) for your purchase order, you should call Guggenheim Investments Client Services and provide the following information prior to the transaction cut-off time for the Fund(s) you are purchasing: ● Account Number ● Fund Name ● Amount of Wire ● Fed Wire Reference Number (upon request) You will receive a confirmation number to verify that your purchase order has been accepted. If you do not notify Guggenheim Investments Client Services of the incoming wire, your purchase order may not be processed until the Business Day following the receipt of the wire. Wire Instructions: The Bank of New York Mellon 500 Ross St. Pittsburgh, PA 15262 ABA: 011001234 Account: 054100 Ref: Guggenheim Fund / Account |
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|
If you do not specify the Fund(s) you want to purchase, your investment generally will be credited to the Rydex U.S. Government Money Market Fund, which is offered in a separate prospectus. |
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BY ACH (FAX/MAIL) |
Initial Purchase (Class A shares and Class C shares only) | Subsequent Purchases | ||
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Submit a new account application. Be sure to complete the "Electronic Investing via ACH" section. If you are establishing an Individual, Joint, or UGMA/UTMA account, you may fax the application to Guggenheim Investments at 1-855-671-8280. All other applications should be mailed. ● Make sure to designate the Fund(s) you want to purchase. ● Make sure your investment meets the account minimum. |
Subsequent purchases made via ACH must be a minimum of $20. A maximum of $50,000 is allowed to be purchased via ACH per day. To make a subsequent purchase send written purchase instructions that include: ● Your name ● Your shareholder account number ● The Fund(s) you want to purchase ● ACH bank information (if not on record). |
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| Mailing Addresses: | ||||
| Standard Delivery | Overnight Delivery | |||
|
Guggenheim Investments PO Box 534493 Pittsburgh, PA 15253-4493 |
Guggenheim Investments Attention: 534493 500 Ross Street 154-0520 Pittsburgh, PA 15262 |
|||
|
BY ACH (INTERNET) |
Purchase payments may be sent via ACH only if you have existing ACH instructions on file. If you have existing ACH instructions on file, log-in to your account https://my.accessportals.com/app/gug/login (Active Investor) or https://my.accessportals.com/app/avc/login (Advisors/Brokers). If you currently do not have ACH instructions on file, download the Bank Information and Alternate Payee Form from the www.guggenheiminvestments.com website, and follow the instructions for adding bank instructions. |
|||
The table in the section of the Prospectus titled "Selling Fund Shares-REDEMPTION PROCEDURES" is hereby replaced with the following:
|
BY MAIL |
Standard Delivery | Overnight Delivery | ||
|
Guggenheim Investments PO Box 534493 Pittsburgh, PA 15253-4493 |
Guggenheim Investments Attention: 534493 500 Ross Street 154-0520 Pittsburgh, PA 15262 |
|||
|
BY FAX |
1-855-671-8280 |
|||
|
If you send your redemption order by fax, you must call Guggenheim Investments Client Services at 1-800-820-0888 to verify that your fax was received and when it will be processed. |
||
|
BY TELEPHONE |
1-800-820-0888 (not available for retirement accounts) |
|
|
BY ACH |
Redemption proceeds may be sent via ACH only if you have existing ACH instructions on file. If you have existing ACH instructions on file, you may submit your redemption request via mail or telephone using the mailing addresses and telephone number provided above. If you currently do not have ACH instructions on file, download the Bank Information and Alternate Payee Form from the www.guggenheiminvestments.com site and follow the instructions for adding bank instructions. A maximum of $50,000 is allowed to be redeemed via ACH per day. |
|
The information contained in the section of the Prospectus titled "Selling Fund Shares-UNCASHED CHECK POLICY" is hereby replaced with the following:
Uncashed dividend, capital gain, or redemption checks will be handled in accordance with applicable law. The Funds may be required to transfer assets related to uncashed checks to a state under the state's escheatment or abandoned property laws.
The table in the section of the Prospectus titled "Exchanging Fund Shares-EXCHANGE PROCEDURES" is hereby replaced with the following:
|
BY MAIL |
Standard Delivery |
Overnight Delivery |
||
|
Guggenheim Investments PO Box 534493 Pittsburgh, PA 15253-4493 |
Guggenheim Investments Attention: 534493 500 Ross Street 154-0520 Pittsburgh, PA 15262 |
|||
|
BY FAX |
1-855-671-8280 If you send your exchange request by fax, you must call Guggenheim Investments Client Services at 1-800-820-0888 to verify that your fax was received and when it will be processed. |
|||
|
BY TELEPHONE |
1-800-820-0888 |
|||
|
BY INTERNET |
Follow the directions on the Guggenheim Investments website - visit https://my.accessportals.com/app/gug/login (Active Investor) or https://my.accessportals.com/app/avc/login (Advisors/Brokers). |
|||
The fee for bounced ACH transactions in the section titled "Account Policies-SERVICE AND OTHER FEES" is hereby replaced with the following:
| ● |
$50 for bounced ACH transactions; and |
The mailing address for Guggenheim Investments is replaced with the following in each instance in which it appears in the section titled "For More Information":
Guggenheim Investments
PO Box 534493
Pittsburgh, PA 15253-4493
- - - - - - -
Please retain this supplement for future reference.
SUP-BNY-GFT-0226x0127
Guggenheim Funds Trust
702 King Farm Blvd., Suite 200
Rockville, Maryland 20850
Supplement Dated February 23, 2026
to the currently effective Class R6 Statutory Prospectus dated January 31, 2026, as supplemented from time to time (the "Prospectus")
This supplement provides updated information beyond that contained in the Prospectus and should be read in conjunction with the Prospectus.
On February 23, 2026, The Bank of New York Mellon ("BNY") replaced MUFG Investor Services (US) LLC ("MUFG") as transfer agent to Guggenheim Funds Trust (the "Trust" and each series of the Trust, a "Fund" and, collectively, the "Funds").
In view of the foregoing, references to MUFG as transfer agent to the Funds are hereby replaced with BNY as context requires. Additionally, all references to the telephone number 301-296-5100 are hereby deleted. For requests or inquiries by telephone, please call 1-800-820-0888.
In addition, the Prospectus is revised as described below.
The table in the section of the Prospectus titled "Buying Fund Shares-PURCHASE PROCEDURES" is hereby replaced with the following:
|
BY MAIL IRA and other retirement accounts require additional paperwork. Call Guggenheim Investments Client Services to request a Retirement Account Investor application kit. |
Initial Purchase |
Subsequent Purchases |
||
|
Complete the account application that corresponds to the type of account you are opening. ● Make sure to designate the Fund(s) you want to purchase. ● Make sure your investment meets the account minimum. |
Complete the Guggenheim Investments investment slip included with your quarterly statement or send written purchase instructions that include: ● Your name. ● Your shareholder account number. ● The Fund(s) you want to purchase. |
|||
| Make your check payable to Guggenheim Investments. | ||||
| Your check must be drawn on a U.S. bank and payable in U.S. dollars. | ||||
|
Include the name of the Fund(s) you want to purchase on your check. If you do not specify the Fund(s) you want to purchase, your investment generally will be credited to the Rydex U.S. Government Money Market Fund, which is offered in a separate prospectus. |
||||
|
Mail your application and check to: |
Mail your written purchase instructions and check to: |
|||
| Mailing Addresses: | ||||
| Standard Delivery | Overnight Delivery | |||
|
Guggenheim Investments PO Box 534493 Pittsburgh, PA 15253-4493 |
Guggenheim Investments Attention: 534493 500 Ross Street 154-0520 Pittsburgh, PA 15262 |
|||
| BY WIRE | Initial Purchase | Subsequent Purchases | ||
|
Complete and submit the account application that corresponds to the type of account you are opening. Contact Guggenheim Investments Client Services at 1-800-820-0888 to obtain your new account number. Use the wire instructions below to send your wire. ● Make sure to designate the Fund(s) you want to purchase. ● Make sure your investment meets the account minimum. |
Be sure to designate your wire instructions to the Fund(s) you want to purchase. | |||
|
To obtain "same-day credit" (to get that Business Day's NAV) for your purchase order, you should call Guggenheim Investments Client Services and provide the following information prior to the transaction cut-off time for the Fund(s) you are purchasing: ● Account Number ● Fund Name ● Amount of Wire ● Fed Wire Reference Number (upon request) You will receive a confirmation number to verify that your purchase order has been accepted. If you do not notify Guggenheim Investments Client Services of the incoming wire, your purchase order may not be processed until the Business Day following the receipt of the wire. Wire Instructions: The Bank of New York Mellon 500 Ross St. Pittsburgh, PA 15262 ABA: 011001234 Account: 054100 Ref: Guggenheim Fund / Account |
||||
|
If you do not specify the Fund(s) you want to purchase, your investment generally will be credited to the Rydex U.S. Government Money Market Fund, which is offered in a separate prospectus. |
||||
| BY ACH (FAX/MAIL) | Mailing Addresses: | |||
| Standard Delivery | Overnight Delivery | |||
|
Guggenheim Investments PO Box 534493 Pittsburgh, PA 15253-4493 |
Guggenheim Investments Attention: 534493 500 Ross Street 154-0520 Pittsburgh, PA 15262 |
|||
| BY ACH (INTERNET) |
Purchase payments may be sent via ACH only if you have existing ACH instructions on file. If you have existing ACH instructions on file, log-in to your account https://my.accessportals.com/app/gug/login (Active Investor) or https://my.accessportals.com/app/avc/login (Advisors/Brokers). If you currently do not have ACH instructions on file, download the Bank Information and Alternate Payee Form from the www.guggenheiminvestments.com website, and follow the instructions for adding bank instructions. |
|||
The table in the section of the Prospectus titled "Selling Fund Shares-REDEMPTION PROCEDURES" is hereby replaced with the following:
| BY MAIL | Standard Delivery | Overnight Delivery | ||
|
Guggenheim Investments PO Box 534493 Pittsburgh, PA 15253-4493 |
Guggenheim Investments Attention: 534493 500 Ross Street 154-0520 Pittsburgh, PA 15262 |
|||
| BY FAX |
1-855-671-8280 If you send your redemption order by fax, you must call Guggenheim Investments Client Services at 1-800-820-0888 to verify that your fax was received and when it will be processed. |
|||
| BY TELEPHONE |
1-800-820-0888 (not available for retirement accounts) |
|||
| BY ACH |
Redemption proceeds may be sent via ACH only if you have existing ACH instructions on file. If you have existing ACH instructions on file, you may submit your redemption request via mail or telephone using the mailing addresses and telephone number provided above. If you currently do not have ACH instructions on file, download the Bank Information and Alternate Payee Form from the www.guggenheiminvestments.com site and follow the instructions for adding bank instructions. A maximum of $50,000 is allowed to be redeemed via ACH per day. |
|||
The information contained in the section of the Prospectus titled "Selling Fund Shares-UNCASHED CHECK POLICY" is hereby replaced with the following:
Uncashed dividend, capital gain, or redemption checks will be handled in accordance with applicable law. The Funds may be required to transfer assets related to uncashed checks to a state under the state's escheatment or abandoned property laws.
The table in the section of the Prospectus titled "Exchanging Fund Shares-EXCHANGE PROCEDURES" is hereby replaced with the following:
|
BY MAIL |
Standard Delivery |
Overnight Delivery |
||
|
Guggenheim Investments PO Box 534493 Pittsburgh, PA 15253-4493 |
Guggenheim Investments Attention: 534493 500 Ross Street 154-0520 Pittsburgh, PA 15262 |
|||
|
BY FAX |
1-855-671-8280 If you send your exchange request by fax, you must call Guggenheim Investments Client Services at 1-800-820-0888 to verify that your fax was received and when it will be processed. |
|||
|
BY TELEPHONE |
1-800-820-0888 |
|||
|
BY INTERNET |
Follow the directions on the Guggenheim Investments website - visit https://my.accessportals.com/app/gug/login (Active Investor) or https://my.accessportals.com/app/avc/login (Advisors/Brokers). |
|||
The fee for bounced ACH transactions in the section titled "Account Policies-SERVICE AND OTHER FEES" is hereby replaced with the following:
| ● |
$50 for bounced ACH transactions; and |
The mailing address for Guggenheim Investments is replaced with the following in each instance in which it appears in the section titled "For More Information":
Guggenheim Investments
PO Box 534493
Pittsburgh, PA 15253-4493
- - - - - - -
Please retain this supplement for future reference.
SUP-BNY-GFT1-0226x0127
Guggenheim Funds Trust
702 King Farm Blvd., Suite 200
Rockville, Maryland 20850
Supplement Dated February 23, 2026
to the currently effective Guggenheim Active INvestment Series (GAINS) - Core Plus Fund and Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund (the "Funds") Statutory Prospectus (the "Prospectus") and Statement of Additional Information dated January 31, 2026, as supplemented from time to time
This supplement provides updated information beyond that contained in the Prospectus and Statement of Additional Information and should be read in conjunction with the foregoing documents.
On February 23, 2026, The Bank of New York Mellon ("BNY") replaced MUFG Investor Services (US) LLC ("MUFG") as transfer agent to Guggenheim Funds Trust (the "Trust" and each series of the Trust, a "Fund and, collectively, the "Funds").
Pursuant to a Transfer Agency and Shareholder Services Agreement with the Trust, as may be amended and/or restated time to time, BNY performs all shareholder servicing functions, including processing purchase and redemption transactions, processing transfers and exchanges, maintenance of shareholder accounts, answering inquiries, supporting the mailing and e-delivery of shareholder communications, and acting as the dividend disbursing agent.
In view of the foregoing, references to MUFG as transfer agent to the Funds are hereby replaced with BNY as context requires. Additionally, all references to the telephone number 301-296-5100 are hereby deleted. For requests or inquiries by telephone, please call 1-800-820-0888.
In addition, the Prospectus is revised as described below.
The mailing address for Guggenheim Investments is replaced with the following in each instance in which it appears in the section titled "For More Information":
Guggenheim Investments
PO Box 534493
Pittsburgh, PA 15253-4493
- - - - - - -
Please retain this supplement for future reference.
SUP-BNY-GAINS-0226x0127
Guggenheim Funds Trust
702 King Farm Blvd., Suite 200
Rockville, Maryland 20850
Supplement Dated February 23, 2026
to the currently effective Class A, Class C, Institutional Class, Class P and Class R6 Statement of Additional Information dated January 31, 2026, as supplemented from time to time (the "SAI")
This supplement provides updated information beyond that contained in the SAI and should be read in conjunction with the SAI.
On February 23, 2026, The Bank of New York Mellon ("BNY") replaced MUFG Investor Services (US) LLC ("MUFG") as transfer agent to Guggenheim Funds Trust (the "Trust").
Pursuant to a Transfer Agency and Shareholder Services Agreement with the Trust, as may be amended and/or restated time to time, BNY performs all shareholder servicing functions, including processing purchase and redemption transactions, processing transfers and exchanges, maintenance of shareholder accounts, answering inquiries, supporting the mailing and e-delivery of shareholder communications, and acting as the dividend disbursing agent.
In view of the foregoing, references to MUFG as transfer agent to the Trust are hereby replaced with BNY as context requires. Additionally, all references to the telephone number 301-296-5100 are hereby deleted. For requests or inquiries by telephone, please call 1-800-820-0888.
Please retain this supplement for future reference.
SUP-BNY-GFT2-0226x0127
Guggenheim Funds Trust published this content on February 23, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on February 23, 2026 at 19:18 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]