05/06/2025 | Press release | Distributed by Public on 05/06/2025 15:11
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
2021 Stock Options (Right to Buy) | $44.1 | 05/05/2025 | M | 10,683 | 02/22/2024 | 02/22/2031 | Common Stock | 10,683 | (1) | 0 | D | ||||
2022 Stock Options (Right to Buy) | $61.61 | 05/05/2025 | M | 9,118 | (3) | 02/22/2032 | Common Stock | 9,118 | (1) | 0 | D | ||||
2023 Stock Options (Right to Buy) | $59.72 | 05/05/2025 | M | 7,746 | (3) | 02/21/2033 | Common Stock | 7,746 | (1) | 3,874 | D | ||||
2024 Stock Options (Right to Buy) | $68.13 | 05/05/2025 | M | 3,563 | (3) | 02/20/2034 | Common Stock | 3,563 | (1) | 7,126 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Flatt Christopher C/O AMERICAN INTERNATIONAL GROUP, INC. 1271 AVE OF THE AMERICAS NEW YORK, NY 10020-1304 |
EVP, Chief Underwriting Off |
/s/ Christina Banthin, by POA from Christopher Flatt | 05/06/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the exercise of: (i) 10,683 2021 Stock Options with an exercise price of $44.10; (ii) 9,118 2022 Stock Options with an exercise price of $61.61; (iii) 7,746 2023 Stock Options with an exercise price of $59.72 and (iv) 3,563 2024 Stock Options with an exercise price of $68.13. |
(2) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.13 to $83.38, inclusive. The reporting person undertakes to provide to any securityholder of AIG or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
(3) | Mr. Flatt was originally granted 9,118 2022 Stock Options, 11,620 2023 Stock Options and 10,689 2024 Stock Options. Each option grant vested/vests ratably over three years from the grant date. |