09/18/2026 | Press release | Distributed by Public on 09/18/2026 14:21
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Employee Stock Option (right to buy) | (1) | 08/08/2033 | Common Stock | 62,631 | $4.4 | D | |
| Employee Stock Option (right to buy) | (2) | 11/16/2033 | Common Stock | 23,634 | $4.4 | D | |
| Employee Stock Option (right to buy) | (3) | 05/08/2034 | Common Stock | 103,992 | $5.05 | D | |
| Employee Stock Option (right to buy) | (4) | 11/13/2034 | Common Stock | 47,269 | $5.05 | D | |
| Employee Stock Option (right to buy) | (5) | 02/12/2036 | Common Stock | 309,676 | $4.96 | D | |
| Employee Stock Option (right to buy) | (6) | 09/16/2036 | Common Stock | 155,979 | $15 | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Dao Kim-Hien C/O ELECTRA THERAPEUTICS, INC. 230 E GRAND AVENUE, SUITE S-100 SOUTH SAN FRANCISCO, CA 94080 |
Chief Medical Officer | |||
| /s/ Jamie Kitano, Attorney-in-Fact | 09/18/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | 1/4th of the total shares subject to this option vested one year after April 3, 2023, and thereafter 1/48th of the total shares subject to this option shall vest on each monthly anniversary thereof. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase. |
| (2) | 1/4th of the total shares subject to this option vested one year after January 1, 2024, and thereafter 1/48th of the total shares subject to this option shall vest on each monthly anniversary thereof. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase. |
| (3) | 1/4th of the total shares subject to this option vested one year after May 16, 2024, and thereafter 1/48th of the total shares subject to this option shall vest on each monthly anniversary thereof. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase. |
| (4) | 1/4th of the total shares subject to this option vested one year after November 14, 2024, and thereafter 1/48th of the total shares subject to this option shall vest on each monthly anniversary thereof. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase. |
| (5) | 1/48th of the total shares subject to this option shall vest monthly commencing from February 1, 2026. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase. |
| (6) | 1/48th of the total shares subject to this option shall vest monthly commencing from September 17, 2026. |