05/12/2026 | Press release | Distributed by Public on 05/12/2026 15:31
As filed with the Securities and Exchange Commission on May 12, 2026
File Nos. 333-183945 and 811-22747
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Post-Effective Amendment No. 121
and
REGISTRATION STATEMENT
UNDER
THE INVESTMENT COMPANY ACT OF 1940
Amendment No. 122
ALPS SERIES TRUST
(Exact name of Registrant as Specified in Charter)
1290 Broadway, Suite 1000
Denver, Colorado 80203
(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number: (303) 623-2577
Camilla Nwokonko, Secretary
ALPS Series Trust
1290 Broadway, Suite 1000
Denver, Colorado 80203
(Name and Address of Agent for Service)
With copies to:
Peter H. Schwartz, Esq.
Davis Graham & Stubbs LLP
3400 Walnut Street, Suite 700
Denver, CO 80205
It is proposed that this filing will become effective: (check appropriate box)
| [ ] | immediately upon filing pursuant to paragraph (b) |
| [X] | on May 20, 2026 pursuant to paragraph (b) |
| [ ] | 60 days after filing pursuant to paragraph (a)(1) |
| [ ] | on (date) pursuant to paragraph (a)(1) |
| [ ] | 75 days after filing pursuant to paragraph (a)(2) |
| [ ] | on (date) pursuant to paragraph (a)(2) of rule 485. |
If appropriate, check the following box:
| [X] | this post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
The sole purpose of this filing is to delay the effectiveness of the Trust's Post-Effective Amendment No. 120 to its Registration Statement until May 20, 2026. Parts A, B and C of Registrant's Post-Effective Amendment No. 120 under the Securities Act of 1933 and Amendment No. 121 under the Investment Company Act of 1940, filed on February 27, 2026, are incorporated by reference herein.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the city of Denver, and State of Colorado, on the 12th day of May, 2026.
| ALPS SERIES TRUST | |||
| By: | /s/ Lucas Foss | ||
| Lucas Foss | |||
| President | |||
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.
| Signature | Title | Date | ||
| /s/ Lucas Foss | President and Principal Executive Officer | May 12, 2026 | ||
| Lucas Foss | ||||
| /s/ Jill McFate | Treasurer, Principal Financial Officer, and Principal Accounting Officer | May 12, 2026 | ||
| Jill McFate | ||||
| /s/ Ward D. Armstrong* | Trustee and Chairman | May 12, 2026 | ||
| Ward D. Armstrong | ||||
| /s/ Merrillyn J. Kosier* | Trustee | May 12, 2026 | ||
| Merrillyn J. Kosier | ||||
| /s/ Patrick Seese* | Trustee | May 12, 2026 | ||
| Patrick Seese |
| * | Signature affixed by Lucas Foss pursuant to a Power of Attorney dated November 21, 2024. |