05/02/2025 | Press release | Distributed by Public on 05/02/2025 19:18
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KUBASIK CHRISTOPHER E C/O L3HARRIS TECHNOLOGIES, INC. 1025 W. NASA BOULEVARD MELBOURNE, FL 32919 |
X | Chair and CEO |
By: /s/ John C. Scarborough, Jr., Attorney-in-Fact For: Christopher E. Kubasik | 05/02/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Upon termination of a grantor retained annuity trust for the benefit of the reporting person and his three adult children, the trust transferred 1,158 shares to the reporting person's children. 4,773 shares were also transferred to the reporting person pursuant to the terms of the trust on 5/2/2025. |
(2) | Includes (i) 4,773 shares previously reported as indirectly owned through a grantor retained annuity trust that were distributed to the reporting person and (ii) 75.14 shares acquired through the Issuer's retirement plan based on information provided by the plan's administrators as of 3/28/2025. |