03/03/2026 | Press release | Distributed by Public on 03/03/2026 19:13
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (1) | 03/01/2026 | M | 99 | (1) | (1) | Common Stock | 99 | $ 0 | 0 | D | ||||
| Restricted Stock Units | (3) | 03/01/2026 | M | 285 | (3) | (3) | Common Stock | 285 | $ 0 | 284 | D | ||||
| Restricted Stock Units | (4) | 03/01/2026 | M | 328 | (4) | (4) | Common Stock | 328 | $ 0 | 653 | D | ||||
| Restricted Stock Units | (5) | 03/01/2026 | M | 100 | (5) | (5) | Common Stock | 100 | $ 0 | 0 | D | ||||
| Deferred Stock | $ 0 (5) | 03/01/2026 | A | 100(5) | (5) | (5) | Common Stock | 100 | $ 0 | 668.771 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Warner Roxanne 2000 N. M-63 BENTON HARBOR, MI 49022 |
EVP & Chief Financial Officer | |||
| /s/ Bridget K. Quinn, Attorney-In-Fact | 03/03/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Vesting of remaining restricted stock units granted on February 20, 2023 under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. |
| (2) | Due to an administrative error, the Form 4 filed December 16, 2025 overstated the reporting person's beneficial ownership by 2.9 shares |
| (3) | Vesting of restricted stock units granted February 19, 2024, under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. The remaining restricted stock units will vest and convert one-for-one to shares on March 1, 2027. |
| (4) | Vesting of restricted stock units granted February 17, 2025, under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. The remaining restricted stock units will vest in substantially equal installments and convert one-for-one to shares on March 1, 2027 and March 1, 2028. |
| (5) | Upon the vesting of restricted stock units on March 1, 2026, the reporting person deferred the receipt of the shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 100 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation. |