08/22/2025 | Press release | Distributed by Public on 08/22/2025 10:00
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Southern Co Restricted Stock Units(1) | (1) | (1) | Southern Company Common Stock | 635 | $0 | D | |
Southern Co Restricted Stock Units(2) | (2) | (2) | Southern Company Common Stock | 308 | $0 | D | |
Phantom Stock Units(3) | (3) | (3) | Southern Company Common Stock | 366.75 | $0 | D | |
Southern Co Restricted Stock Units(4) | (4) | (4) | Southern Company Common Stock | 844 | $0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kim Matthew M. 30 IVAN ALLEN JR. BLVD., NW ATLANTA, GA 30308 |
Comptroller |
/s/ Brittney Anderson, Attorney-in-Fact for Matthew M. Kim | 08/22/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents Restricted Stock Units granted on January 31, 2024. The award vested 1/3 on the first anniversary of the grant date. The remaining award will vest 1/3 in 2026 and 1/3 in 2027. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
(2) | Represents Restricted Stock Units granted on February 1, 2023. The award vested 1/3 on each of the first and second anniversaries of the grant date. The remaining award will vest in 2026. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
(3) | Acquired on various dates between January 5, 2018 and March 1, 2024 pursuant to the Southern Company Deferred Compensation Plan, at prices ranging from $43.28 to $79.52 per unit, and the dividend reinvestment feature of the plan payable in cash only upon termination. |
(4) | Represents Restricted Stock Units granted on February 5, 2025. The award will vest 1/3 per year on the first, second and third anniversaries of grant date. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. |