FundVantage Trust
07/28/2025 | Press release | Distributed by Public on 07/28/2025 14:58
New Listing Registration (Form 8-A12B)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
| FUNDVANTAGE TRUST | ||
| (Exact name of registrant as specified in its charter) |
| Delaware | See Below | |
|
(State of incorporation or organization) |
(I.R.S. Employer Identification Number) |
|
|
103 Bellevue Parkway, Wilmington, Delaware |
19809 | |
| (Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
|
Title of each class to be registered |
Name of each exchange on which each class is to be registered |
I.R.S. Employer Identification Number |
||
| Polen Focus Growth ETF | NYSE Arca, Inc. | 33-4365503 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-141120
Securities to be registered pursuant to Section 12(g) of the Act: None.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
| Item 1. | Description of Registrant's Securities to be Registered. |
A description of the shares is set forth in Post-Effective Amendment No. 338 to FundVantage Trust's (the "Registrant" or the "Trust") Registration Statement on Form N-1A (the "Registration Statement") (File Nos. 333-141120 and 811-22027), as filed with the U.S. Securities and Exchange Commission (the "SEC") via EDGAR (Accession No. 0001829126-25-005423) on July 28, 2025, which description is incorporated herein by reference. Any form of supplement to the Registration Statement that is subsequently filed with the SEC that relates to the shares is also hereby incorporated herein by reference.
| Item 2. | Exhibits |
| A. | Second Amended and Restated Agreement and Declaration of Trust of the Trust dated December 2, 2024 is incorporated herein by reference to Exhibit (a)(i) to the Registrant's Post-Effective Amendment No. 334 to its Registration Statement on Form N-1A, as filed with the SEC on March 3, 2025. |
| B. | Certificate of Trust of the Trust, as filed with the state of Delaware on August 26, 2006, is incorporated herein by reference to Exhibit (a)(ii) to the Registrant's Initial Registration Statement as filed with the SEC on March 7, 2007. |
| C. | By-Laws of the Trust are incorporated by reference to Exhibit (b) to Post-Effective Amendment No. 169 to its Registration Statement on Form N-1A as filed with the SEC on August 28, 2017. |
1
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
| FUNDVANTAGE TRUST | ||
| Date: July 28, 2025 | ||
| By: | /s/ Joel L. Weiss | |
| Name: | Joel L. Weiss | |
| Title: | President and CEO | |
2
FundVantage Trust published this content on July 28, 2025, and is solely responsible for the information contained herein. Distributed via Edgar on July 28, 2025 at 20:58 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]