02/18/2026 | Press release | Distributed by Public on 02/18/2026 10:50
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class B Ordinary Shares | (1) | 02/11/2026 | J(2) | 75,000 | (1) | (1) | Class A Ordinary Shares | 75,000 | $0.003 | 8,550,000 | I | See Footnote(3) | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Matthews Shawn C/O HCM IV ACQUISITION CORP. 85 WASHINGTON STREET NORWALK, CT 06854 |
X | Chairman and CEO | ||
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HCM Investor Holdings IV, LLC C/O HCM IV ACQUISITION CORP. 85 WASHINGTON STREET NORWALK, CT 06854 |
X | Sponsor | ||
| /s/ Shawn Matthews, by Steven Bischoff with Power of Attorney | 02/18/2026 | |
| **Signature of Reporting Person | Date | |
| /s/ HCM Investor Holdings IV, LLC, Steven Bischoff with Power of Attorney | 02/18/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The Class B ordinary shares are automatically convertible into the shares of the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. |
| (2) | In connection with the Issuer's initial public offering and the appointment of Michael J. Connor, Richard Donohoe and Thomas Sapio to the Issuer's Board of Directors, HCM IV Investor Holdings, LLC (the "Sponsor") assigned 25,000 Class B ordinary shares to each of Michael J. Connor, Richard Donohoe and Thomas Sapio. |
| (3) | These Class B ordinary shares are held directly by the Sponsor, acquired pursuant to a subscription agreement dated as of September 5, 2025 by and among the Sponsor and the registrant. Shawn Matthews, the Chairman and Chief Executive Officer of the registrant, is the managing member of the Sponsor. Mr. Matthews has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Matthews disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have any pecuniary interest. |