06/12/2025 | Press release | Distributed by Public on 06/12/2025 17:32
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gebbia John M. C/O SIEBERT FINANCIAL CORP. 653 COLLINS AVENUE MIAMI BEACH, FL 33139 |
Member of 10% owner group |
/s/ John M. Gebbia | 06/12/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Person transferred 100,000 shares of Issuer common stock to a company owned and controlled by various family members, which resulted in a 100,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock. |
(2) | Various family members transferred in aggregate 300,000 shares of Issuer common stock to a company owned and controlled by such family members, which resulted in a 300,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. Various family members included in the Reporting Person's indirect ownership own 490,000 shares of Issuer common stock, of which 300,000 of these shares are owned by a company owned and controlled by various family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
(3) | The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were transferred by various members of the control group to a company owned and controlled by various family members within the control group resulting in no change in shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |