SEC - U.S. Securities and Exchange Commission
05/04/2026 | Press release | Distributed by Public on 05/04/2026 10:46
Litigation Releases (Neil R. Cole)
U.S. SECURITIES AND EXCHANGE COMMISSION
Litigation Release No. 26547/ May 4, 2026
Securities and Exchange Commission v. Neil R. Cole, No. 19-cv-11148 (S.D.N.Y filed Dec. 5, 2019)
SEC Announces Dismissal of Civil Enforcement Action Against Neil R. Cole
On May 4, 2026, the U.S. Securities and Exchange Commission filed a notice of voluntary dismissal in connection with the Commission's civil enforcement action against Neil R. Cole.
As stated in the notice of dismissal, "The Commission's decision to seek dismissal of this enforcement action is an exercise of its discretion and does not necessarily reflect the Commission's position on any other case."
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