01/28/2026 | Press release | Distributed by Public on 01/28/2026 13:28
As filed with the U.S. Securities and Exchange Commission on January 28, 2026
Securities Act File No. 333-252816
Investment Company Act File No. 811-23637
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM N-1A
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | ☒ |
Pre-Effective Amendment No.
Post-Effective Amendment No. 10
and/or
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | ☒ |
Amendment No. 12
(Check appropriate box or boxes)
DGI Investment Trust
(Exact Name of Registrant as Specified in Charter)
DGI Investment Trust
Oriental Center
254 Munoz Rivera Avenue, 10th Floor
San Juan, Puerto Rico 00918
(Address of Principal Executive Offices)
Registrant's Telephone Number, including Area Code: (787) 777-2103
Hugh Gonzalez-Robison
Oriental Center
254 Munoz Rivera Avenue, 10th Floor
San Juan, Puerto Rico 00918
(Name and Address of Agent for Service)
Copy to:
Eric S. Purple
Stradley Ronon Stevens & Young, LLP
2000 K Street N.W., Suite 700
Washington, D.C. 20006
Maggie Bull
Ultimus Fund Solutions, LLC
225 Pictoria Drive, Suite 450
Cincinnati, OH 45246
It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).
EXPLANATORY NOTE: This Post-Effective Amendment No. 10 (the "Amendment") to the Registration Statement on Form N-1A of DGI Investment Trust (the "Registration Statement") is being filed pursuant to Rule 462(d) under the Securities Act of 1933, as amended (the "Securities Act"), solely for the purpose of filing exhibits to the Registration Statement. Accordingly, this Amendment consists only of a facing page, this explanatory note and Part C of the Registration Statement on Form N-1A setting forth the exhibits to the Registration Statement. This Amendment does not modify any other part of the Registration Statement. Pursuant to Rule 462(d) under the Securities Act, this Amendment shall become effective immediately upon filing with the Securities and Exchange Commission.
This Amendment incorporates by reference the information contained inParts A and B of Post-Effective Amendment No. 9 to the Trust's Registration Statement, which was filed on October 28, 2025.
PART C
OTHER INFORMATION
Item 28. Exhibits
| (k) | Omitted Financial Statements-not applicable. | |
| (l) | Initial Capital Agreement.3 | |
| (m) | (1) | Amended and Restated Rule 12b-1 Plan on behalf of the DGI Balanced Fund.7 |
| (2) | Rule 12b-1 Plan on behalf of the DGI U.S. Government Money Market Fund.8 | |
| (n) | (1) | Amended and Restated Rule18f-3 Multi-Class Plan for the DGI Balanced Fund.5 |
| (2) | Rule 18f-3 Multi-Class Plan for the DGI U.S. Government Money Market Fund.8 | |
| (o) | Reserved. | |
| (p) | Codes of Ethics. | |
| (1) | Code of Ethics - Oriental Trust.4 | |
| (2) | Code of Ethics - DGI Investment Trust.4 | |
| (3) | Code of Ethics - Northern Lights Distributors, LLC.6 | |
| (q) | (1) | Power of Attorney - Iván C. López Morales.7 |
| (2) | Power of Attorney - Joshua Aaron Sigmon.7 | |
| (3) | Power of Attorney - Carlos González Inclán.7 | |
| (4) | Power of Attorney - Carlos García.7 | |
Item 29. Persons Controlled by or Under Common Control with Registrant.
No person is directly or indirectly controlled by or under common control with the Registrant.
Item 30. Indemnification
Indemnification is provided to trustees and officers of the Registrant pursuant to Article Nine of the Registrant's Deed of Constitution of Trust and Article VIII of the Registrant's Bylaws. Insofar as indemnification for liability arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.
Item 31. Business and Other Connections of the Investment Adviser.
With respect to the investment adviser (Oriental Trust), a separately identifiable division of Oriental Bank, the response to this Item will be incorporated by reference to its Uniform Application for Investment Adviser Registration (Form ADV) on file with the SEC (File No. 801-121169), dated May 10, 2021. The Adviser's Form ADV may be obtained, free of charge, at the SEC's website at www.adviserinfo.sec.gov.
Item 32. Principal Underwriter.
| (a) | Northern Lights Distributors, LLC ("Distributor"), located at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022, serves as a principal underwriter and distributor of the Fund. |
Atlas U.S. Tactical Income Fund
Atlas U.S. Government Money Market Fund
Boyar Value Fund, Inc.
Capitol Series Trust
Copeland Trust
DGI Investment Trust
Grandeur Peak Global Trust
Humankind Benefit Corporation
Miller Investment Trust
Mutual Fund and Variable Insurance Trust
Mutual Fund Series Trust
Northern Lights Fund Trust
Northern Lights Fund Trust II
Northern Lights Fund Trust III
Northern Lights Fund Trust IV
Northern Lights Variable Trust
OCM Mutual Fund
The North Country Funds
Texas Capital Funds Trust
The Saratoga Advantage Trust
Segall Bryant & Hamill Trust
Tributary Funds, Inc.
Two Roads Shared Trust
Liberty One Spectrum ETF
Rayliant Trust
Ultimus Managers Trust
Unified Series Trust
THOR Financial Technologies Trust
Valued Advisers Trust
Zacks Trust
CIM Real Assets & Credit Fund
Princeton Everest Fund
US Treasury Fund
| (b) | The following are the directors and executive officers of the Distributor: |
| Name and Principal Address*: | Positions and Offices with Underwriter: | Positions and Offices with Fund: | ||
| Kevin Guerette | President | None | ||
| Stephen Preston | Treasurer/ FINOP/ CCO/ AML Officer | None | ||
| Bill Straight | Secretary/General Counsel | None | ||
| Melvin Van Cleave | Chief Information Securities Officer | None |
| * | The address for all directors and executive officers is 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022. |
| (c) | Not applicable. |
Item 33. Location of Accounts and Records.
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended (1940 Act), are maintained at the following locations:
| Records Relating to: | Are located at: | |
| Registrant's Fund Administrator, Fund Accountant, and Transfer Agent |
Ultimus Fund Solutions 4221 North 203rd Street, Suite 100 Elkhorn, NE 68022 |
|
| Registrant's Custodians |
U.S. Bank N.A. 5065 Wooster Rd Cincinnati, OH 45226 |
|
| Registrant's Investment Adviser |
Oriental Trust 254 Muñoz Rivera Avenue San Juan, Puerto Rico 00918 |
|
| Registrant's Distributor |
Northern Lights Distributors, LLC 4221 North 203rd Street, Suite 100 Elkhorn, Nebraska 68022 |
Item 34. Management Services Not Discussed in Parts A and B.
Not applicable.
Item 35. Undertakings.
Not applicable.
C-4
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, and the Investment Company Act of 1940, the Registrant certifies that it has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in San Juan, Puerto Rico on the 28th day of January, 2026.
| DGI Investment Trust | ||
| By: | /s/ Ramon Rosado-Linera | |
| Ramon Rosado-Linera | ||
| President and Chief Executive Officer | ||
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following person in the capacities and on the dates indicated:
| Signature | Title | Date | ||
| /s/ Ramon Rosado-Linera | President and Chief Executive Officer | January 28, 2026 | ||
| Ramon Rosado-Linera | ||||
| /s/ Maritza Arizmendi | Chief Financial Officer and Treasurer | January 28, 2026 | ||
| Maritza Arizmendi | ||||
| /s/ Carlos A. Gonzalez | Chair of the Board, Interested Trustee and Portfolio Manager | January 28, 2026 | ||
| Carlos A. González* | ||||
| /s/ Ivan C. Lopez Morales | Trustee | January 28, 2026 | ||
| Iván C. López Morales* | ||||
| /s/ Joshua A. Sigmon | Trustee | January 28, 2026 | ||
| Joshua Aaron Sigmon* | ||||
| /s/ Carlos Garcia | Trustee | January 28, 2026 | ||
| Carlos García* |
| * By: | /s/ Alfonso J. Cuesta | |
| Alfonso J. Cuesta |
| * | Attorney-in-Fact pursuant to Powers of Attorney which are incorporated by reference herein. |
Exhibit Lists
| (i)(4) | Certificate of President pursuant to Rule 306 of Regulation S-T | |