Ball Corporation

10/07/2025 | Press release | Distributed by Public on 10/07/2025 14:37

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Rabbitt Daniel J.
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2025
3. Issuer Name and Ticker or Trading Symbol
BALL Corp [BALL]
(Last) (First) (Middle)
9200 W. 108TH CIRCLE
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
S.V.P & C.F.O
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
WESTMINSTER, CO 80021
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
401K 1,346 D(1)
Common Stock 24,135.54 D
Employee Stock Purchase Plan(2) 3,996.82 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Compensation (3) (3) Common Stock 20,567.9 (4) D
Restricted Stock Units (5) (5) Common Stock 1,447 (6) D
Restricted Stock Units (7) (7) Common Stock 1,600 (8) D
Stock Appreciation Rights (SARS) 01/25/2021 01/25/2027 Common Stock 436 $38.375 D
Stock Option (Right to Buy)(9) 01/24/2018(10) 01/24/2028(11) Common Stock 10,143 $38.84 D
Stock Option (Right to Buy)(9) 01/23/2019(10) 01/23/2029(11) Common Stock 7,756 $50.78 D
Stock Option (Right to Buy)(9) 01/29/2020(10) 01/29/2030(11) Common Stock 6,510 $72.59 D
Stock Option (Right to Buy)(9) 01/27/2021(10) 01/27/2031(11) Common Stock 5,051 $85.33 D
Stock Option (Right to Buy)(9) 01/26/2022(10) 01/26/2032(11) Common Stock 4,619 $86.57 D
Stock Option (Right to Buy)(9) 01/25/2023(10) 01/25/2033(11) Common Stock 5,900 $56.64 D
Stock Option (Right to Buy)(9) 01/24/2024(10) 01/24/2034(11) Common Stock 5,768 $55.87 D
Stock Option (Right to Buy)(9) 02/21/2025(10) 02/21/2035(11) Common Stock 4,917 $51.35 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Rabbitt Daniel J.
9200 W. 108TH CIRCLE
WESTMINSTER, CO 80021
S.V.P & C.F.O

Signatures

/s/ Derek Redmond, attorney-in-fact for Mr. Rabbitt 07/10/2025
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
(2) Common stock held in the Issuer's Employee Stock Purchase Plan. The balance includes any purchases or dividend reinvestments as of the most recent statement date.
(3) Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
(4) Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
(5) Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.
(6) Convert without cost to shares of common stock on a one-for-one basis.
(7) The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.
(8) Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
(9) Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.
(10) The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date.
(11) Expires upon termination, with certain grace periods, or ten years after award, whichever is less.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Ball Corporation published this content on July 10, 2025, and is solely responsible for the information contained herein. Distributed via SEC EDGAR on July 10, 2025 at 14:37 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at support@pubt.io