Information Required of Brokers and Dealers (Form X-17A-5)

Report for the Period Beginning	07-01-2025
and Ending	06-30-2026
Type of Registrant	Broker-dealer
	OTC derivatives dealer

Material Weakness
Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?	Yes No

Name of Broker-dealer

A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1	88 Post Road West, 2nd Floor
City	Westport
State/Country	CONNECTICUT
Mailing Zip/ Portal Code	06880

Name and Telephone Number of Person to Contact in Regard to this Report

Name	Craig Klein
Telephone Number	203-577-5426

Independent Public Accountant

Name - if individual, state last, first, and middle name	Michael Coglianese CPA, P.C.
Address 1	125 E. Lake St., Suite 303
City	Bloomingdale
State/Country	ILLINOIS
Mailing Zip/ Postal Code	60108
Check One	Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions

Oath or Affirmation

I, Phil Michals, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of A.G.P. / Alliance Global Partners Corp., as of 10-01-2026, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature	/s/ Phil Michals
Title	CEO

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.