SEC - U.S. Securities and Exchange Commission
04/27/2026 | Press release | Distributed by Public on 04/27/2026 14:33
Staff Letter: Highland Global Allocation Fund, April 27, 2026 (Response to Rule 14a-8(j) Notification)
April 27, 2026
VIA E-MAIL
Jennifer Gonzalez
K&L Gates LLP
Re: Highland Global Allocation Fund (the "Fund")
Incoming Letter dated February 16, 2026
Supplemental Correspondence dated March 31, 2026
Dear Ms. Gonzalez::
This letter is in response to your correspondence concerning the shareholder proposal (the "Proposal") submitted to the Fund by Jeffrey Pontiff for inclusion in the Fund's proxy materials for its upcoming annual meeting of security holders.
The Fund represents that it has a reasonable basis to exclude the Proposal under Rule 14a-8(b)(1). Based solely on that representation, we will not object if the Fund excludes the Proposal from its proxy materials.
Copies of all of the correspondence on which this response is based will be made available on our website.
SEC - U.S. Securities and Exchange Commission published this content on April 27, 2026, and is solely responsible for the information contained herein. Distributed via Public Technologies (PUBT), unedited and unaltered, on April 27, 2026 at 20:33 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]