Asset Transaction (Form 8-K)

Item 2.01. Completion of Acquisition or Disposition of Assets.

As disclosed in the Current Report on Form 8-K filed on August 27, 2026, by Alpha Modus Holdings, Inc. (the "Company"), on August 26, 2026, the Company entered into a securities purchase agreement (the "SPA") with the non-U.S. investors named therein (the "Investors"), pursuant to which the Company agreed to issue and sell to the Investors, and the Investors agreed to purchase from the Company, an aggregate of (i) 51,621,560 shares of Class A Common Stock (the "Shares"), and (ii) warrants to purchase an additional 51,621,560 shares for a $4.36/share exercise price (the "Warrants"), for an aggregate purchase price consisting of 3,170 bitcoin (such transaction the "PIPE Transaction").

On September 30, 2026, the Company closed the PIPE Transaction, issuing the Shares and the Warrants to the Investors, and the Investors delivered 3,170 bitcoin to the custody and control of a newly-formed, wholly-owned subsidiary of the Company, AMOD Tech Pte. Ltd., a Singapore private company limited by shares. As a result of closing the PIPE Transaction, the Company's subsidiary now owns 3,170 bitcoin having a value in excess of $250 million based on a reference price of approximately $83,612.20 per bitcoin on September 30, 2026.

Item 8.01. Other Events.

As disclosed in the Current Report on Form 8-K filed on April 10, 2026, by the Company, on April 6, 2026, the Company received a written notice (the "Notice") from the Listing Qualifications Department of The Nasdaq Stock Market ("Nasdaq") indicating that the Company no longer met the $500,000 minimum net income standard, the alternative minimum market value of listed securities of $35 million, or the alternative stockholders' equity of at least $2.5 million required by Nasdaq's listing rules. Under Nasdaq's listing rules, the Company had 45 days to submit a plan to regain compliance, and if the plan was accepted, Nasdaq could grant an extension of up to 180 calendar days from the date of the Notice to regain compliance. The Company submitted its plan to regain compliance and was granted an extension to regain compliance.

As a result of closing the PIPE Transaction described in Item 2.01 above, which description is incorporated by reference into this Item 8.01, the Company believes that it now currently has stockholders' equity well in excess of $200 million, and the Company has therefore regained compliance with Nasdaq's continued listing rules, specifically the minimum stockholders' equity requirement of $2.5 million under Nasdaq Listing Rule 5550(b)(1).

Nasdaq has indicated to the Company that Nasdaq will continue to monitor the Company's ongoing compliance with Nasdaq's stockholders' equity requirement, and, if at the time of the Company's next periodic report the Company does not evidence compliance, that it may be subject to delisting. If the Company's common stock ultimately were to be delisted for any reason, it could negatively impact the Company by (i) reducing the liquidity and market price of the Company's common stock; (ii) reducing the number of investors willing to hold or acquire the Company's common stock, which could negatively impact the Company's ability to raise equity financing; (iii) limiting the Company's ability to use a registration statement to offer and sell freely tradable securities, thereby preventing the Company from accessing the public capital markets; and (iv) impairing the Company's ability to provide equity incentives to its employees.