Cummins Inc.

06/17/2025 | Press release | Distributed by Public on 06/17/2025 13:35

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Gaidoo John O
2. Date of Event Requiring Statement (Month/Day/Year)
06/01/2025
3. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [CMI]
(Last) (First) (Middle)
500 JACKSON STREET
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
VP and Chief Legal Officer
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
COLUMBUS, IN 47201
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common 1,787.962 D
Common 36.04(1) I By 401(k) Plan
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right-to-Buy) 04/04/2019 04/04/2026 Common 290 $109.09 D
Stock Option (Right-to-Buy) 04/06/2023 04/06/2030 Common 750 $142.12 D
Stock Option (Right-to-Buy) 04/03/2020 04/03/2027 Common 190 $149.72 D
Stock Option (Right-to-Buy) 04/03/2021 04/03/2028 Common 430 $160.1 D
Stock Option (Right-to-Buy) 04/04/2022 04/04/2029 Common 860 $163.43 D
Stock Option (Right-to-Buy) 10/01/2023 10/01/2030 Common 860 $207.04 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Gaidoo John O
500 JACKSON STREET
COLUMBUS, IN 47201
VP and Chief Legal Officer

Signatures

/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact 06/17/2025
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Cummins Inc. published this content on June 17, 2025, and is solely responsible for the information contained herein. Distributed via SEC EDGAR on June 17, 2025 at 19:35 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at support@pubt.io