Eledon Pharmaceuticals Inc.

06/12/2025 | Press release | Distributed by Public on 06/12/2025 15:28

Amendments to Bylaws, Proxy Results (Form 8-K)

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

In connection with the approval by the stockholders of Eledon Pharmaceuticals, Inc. (the "Company") at its Annual Meeting of Stockholders held on June 10, 2025 (the "Annual Meeting") as described in Item 5.07 below, the Company filed the following with the Secretary of State of the State of Delaware:

a Certificate of Amendment (the "Authorized Share Increase Amendment") to the Company's Restated Certificate of Incorporation (as amended, the "Certificate of Incorporation") to amend the Certificate of Incorporation to increase the number of authorized shares of common stock from 200,000,000 to 300,000,000 shares; and
a Certificate of Amendment (the "Officer Exculpation Amendment") to amend the Certificate of Incorporation to extend exculpation protection to officers, to the fullest extent permitted by Delaware law.

The foregoing description of the Authorized Share Increase Amendment and the Officer Exculpation Amendment is qualified in its entirety by reference to the full text thereof filed herewith as Exhibits 3.1and 3.2, respectively, and incorporated herein by reference.

Item 5.07 Submission of Matters to a Vote of Security Holders.

At the Annual Meeting, the Company's stockholders voted on four proposals described in the Company's definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on April 29, 2025. The results for each matter voted on by the stockholders at the Annual Meeting were as follows:

Proposal 1:The stockholders of the Company elected Keith A. Katkin, Allan D. Kirk, M.D., Ph.D., FACS and John S. McBride as Class II Directors for a three-year term ending at the Annual Meeting of Stockholders to be held in 2028 and until each of their successors has been duly elected and qualified, or until their earlier death, resignation or removal. The results of the stockholders' vote with respect to the election of the Class II Directors were as follows:

Nominee

Term Expiring

For

Withhold

Broker Non-Vote

Keith A. Katkin

2028

30,128,214

1,240,531

9,975,463

Allan D. Kirk, M.D, Ph.D., FACS

2028

31,231,632

137,113

9,975,463

John S. McBride

2028

30,841,272

527,473

9,975,463

Proposal 2:The stockholders of the Company approved an amendment to the Certificate of Incorporation to increase the number of authorized shares of common stock from 200,000,000 to 300,000,000 shares. The results of the stockholders' vote with respect to the approved amendment were as follows:

For

Against

Abstain

Broker Non-Vote

40,788,146

491,602

64,460

0

Proposal 3:The stockholders of the Company approved an amendment to the Certificate of Incorporation to provide for exculpation of certain officers. The results of the stockholders' vote with respect to the approved amendment were as follows:

For

Against

Abstain

Broker Non-Vote

30,041,273

1,286,112

41,360

9,975,463

Proposal 4:The stockholders of the Company ratified the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2025. The results of the stockholders' vote with respect to the ratification were as follows:

For

Against

Abstain

Broker Non-Vote

41,307,658

36,058

492

0

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.

Description

3.1

Certificate of Amendment to the Restated Certificate of Incorporation, as amended, of Eledon Pharmaceuticals, Inc., effective June 10, 2025.

3.2

Certificate of Amendment to the Restated Certificate of Incorporation, as amended, of Eledon Pharmaceuticals, Inc., effective June 10, 2025.

104

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