03/19/2026 | Press release | Distributed by Public on 03/19/2026 14:52
| Form X-17A-5 Filer Information |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder |
OMB APPROVAL |
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FORM X-17A-5/A |
OMB Number: 3235-0123 Estimated average burden hours per response: 12.00 |
| Filer CIK |
0001666653
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| Filer CCC |
XXXXXXXX
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| Is this a LIVE or TEST Filing? | LIVE TEST |
| Would you like a Return Copy? | |
| Is this an electronic copy of an official filing submitted in paper format? | |
| Confirming Copy File Number | |
Submission Contact Information |
|
| Name | |
| Phone | |
| E-Mail Address | |
| Notify via Filing Website only? |
| Report for the Period Beginning |
01-01-2025
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| and Ending |
12-31-2025
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| Type of Registrant | Broker-dealer |
| OTC derivatives dealer |
Material Weakness |
|
| Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? | Yes No |
| Please describe what information is being amended with this filing. |
This amendment is filed solely to correct the Oath Affirmation so that it is signed by the same individual as the Exemption Report. No changes have been made to the annual audit report, financial statements, or account's report.
|
| Name of Broker-dealer |
TRADEZERO AMERICA, INC.
|
| Address 1 |
67 35TH STREET
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| Address 2 |
SUITE B450
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| City |
BROOKLYN
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| State/Country |
NEW YORK
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| Mailing Zip/ Portal Code |
11232
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| Name |
Khris Callejas
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| Telephone Number |
7187094925
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| Name - if individual, state last, first, and middle name |
RSM US LLP
|
| Address 1 |
151 West 42nd St
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| Address 2 |
19th FL
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| City |
New York
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| State/Country |
NEW YORK
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| Mailing Zip/ Postal Code |
10036
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| Check One |
Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions |
| Signature |
Antony Naccarelli
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| Title |
Interim CEO
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| Checking this box acknowledges that this oath or affirmation has been notarized. |