05/19/2026 | Press release | Distributed by Public on 05/19/2026 16:44
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Nelson James Carl C/O EAGLEROCK LAND, LLC 9655 KATY FREEWAY, SUITE 375 HOUSTON, TX 77024 |
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| /s/ Robert W. Hunt Jr., Attorney-In-Fact | 05/19/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents Class A shares representing limited liability company interests (the "Class A shares") of EagleRock Land, LLC (the "Issuer"), purchased by the Reporting Person in the Issuer's initial public offering, which closed on May 15, 2026. |
| (2) | Includes 50,000 Class A shares which are held by JMP Partners, Ltd. ("JMP Partners"). The Nelson Management Trust is the limited and general partner of JMP Partners. The Reporting Person and his wife are each settlors of The Nelson Management Trust. As a result of the foregoing, the Reporting Person may exercise voting and investment control over the Class A shares held by JMP Partners, and may be deemed to be the beneficial owner thereof. The Reporting Person disclaims beneficial ownership of the Class A shares in excess of his pecuniary interest therein, if any. |
| (3) | Includes 50,000 Class A shares which are held by Longspar Capital, Inc. ("Longspar Capital"). Longspar Capital is a wholly owned subsidiary of Warren Equipment Company. Longspar Partners, Ltd. owns 95% of the common stock of Warren Equipment Company. The Nelson 2008 Descendants Trust owns 98% of the limited partner interests in Longspar Partners, Ltd. The Reporting Person is the trustee and beneficiary of The Nelson 2008 Descendants Trust. As a result of the foregoing, the Reporting Person may exercise voting and investment control over the Class A shares held by Longspar Capital, and may be deemed to be the beneficial owner thereof. The Reporting Person disclaims beneficial ownership of the Class A shares in excess of his pecuniary interest therein, if any. |