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CFTC - U.S. Commodity Futures Trading Commission

09/12/2025 | Press release | Archived content

CFTC Staff Issues No-Action Letter to UBS Europe SE Concerning Provision of Affiliate Support Activities

Release Number 9121-25

CFTC Staff Issues No-Action Letter to UBS Europe SE Concerning Provision of Affiliate Support Activities

September 12, 2025

WASHINGTON - The Commodity Futures Trading Commission's Market Participants Division today announced it has issued a no-action letter extending to UBS Europe SE the no-action position in CFTC Staff Letter No. 12-70, notwithstanding that UBS Europe SE may be subject to statutory disqualification solely for the reasons described in the letter.

-CFTC-

CFTC - U.S. Commodity Futures Trading Commission published this content on September 12, 2025, and is solely responsible for the information contained herein. Distributed via Public Technologies (PUBT), unedited and unaltered, on November 13, 2025 at 13:48 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]

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