RLI Corporation

09/18/2026 | Press release | Distributed by Public on 09/18/2026 15:19

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Kappes Kathleen Marie
2. Date of Event Requiring Statement (Month/Day/Year)
09/08/2026
3. Issuer Name and Ticker or Trading Symbol
RLI CORP [RLI]
(Last) (First) (Middle)
9025 N. LINDBERGH DRIVE
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Administrative Officer
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
PEORIA, IL 61615
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 10,075(1) D
Common Stock 11,741.85(2) I RLI Corp. Employee Stock Ownership Plan
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock 08/21/2021(3) 08/21/2028 Common Stock 10,000 $41.12(4) D
Common Stock 05/06/2022(3) 05/06/2029 Common Stock 8,000 $51.01(4) D
Common Stock 05/05/2023(3) 05/05/2030 Common Stock 10,000 $52.8(4) D
Common Stock 05/04/2024(3) 05/05/2030 Common Stock 8,000 $66.295(4) D
Common Stock 05/02/2025(3) 05/02/2032 Common Stock 7,500 $69.575(4) D
Common Stock 05/13/2026(3) 05/13/2033 Common Stock 7,000 $72.36(4) D
Common Stock 05/14/2027(3) 05/14/2034 Common Stock 10,000 $47.88(4) D
Restricted Stock Unit (5) (5) Common Stock 300 (6) D
Restricted Stock Unit (5) (5) Common Stock 250 (6) D
Restricted Stock Unit (5) (5) Common Stock 300 (6) D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Kappes Kathleen Marie
9025 N. LINDBERGH DRIVE
PEORIA, IL 61615
Chief Administrative Officer

Signatures

/s/ Kathleen M. Kappes 09/18/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Ownership reflects dividend reinvestment.
(2) Balance reflects annual company contributions and dividend reinvestment.
(3) Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.
(4) Stock option grant price adjusted to reflect $2.00 extraordinary dividend declared May 14, 2026.
(5) These restricted stock units are scheduled to vest 100% on the third anniversary of the date of grant.
(6) Upon vesting, each restricted stock unit represents the right to receive one share of common stock.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
RLI Corporation published this content on September 18, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on September 18, 2026 at 21:19 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]