Surrozen Inc.

10/22/2026 | Press release | Distributed by Public on 10/22/2026 14:48

Statement of Changes in Beneficial Ownership (Form 4)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden hours per response... 0.5
(Print or Type Responses)
1. Name and Address of Reporting Person *
COLUMN GROUP III GP, LP
2. Issuer Name and Ticker or Trading Symbol
Surrozen, Inc./DE [SRZN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1 LETTERMAN DR., BLDG D, SUITE DM-900
3. Date of Earliest Transaction (Month/Day/Year)
10/20/2026
(Street)
SAN FRANCISCO, CA 94129
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/20/2026 X(1) 485,830 A $11.60(2) 1,386,122 I By The Column Group III, LP(3)
Common Stock 10/20/2026 X(1) 548,653 A $11.60(2) 1,565,311 I By The Column Group III-A, LP(4)
Common Stock 10/20/2026 X(1) 517,241 A $11.60(2) 862,068 I By The Column Group Opportunity III, LP(5)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Second Tranche Units (Right to Buy) $11.60(2) 10/20/2026 X(1) 728,745(6) (1) (1) Common Stock 728,745(6) (1) 0 I By The Column Group III, LP(3)
Second Tranche Units (Right to Buy) $11.60(2) 10/20/2026 X(1) 822,980(7) (1) (1) Common Stock 822,980(7) (1) 0 I By The Column Group III-A, LP(4)
Second Tranche Units (Right to Buy) $11.60(2) 10/20/2026 X(1) 775,861(8) (1) (1) Common Stock 775,861(8) (1) 0 I By The Column Group Opportunity III, LP(5)
Series E Common Warrants $11.54 10/20/2026 X(1) 242,915 (9) (9) Common Stock 242,915 (9) 404,858 I By The Column Group III, LP(3)
Series E Common Warrants $11.54 10/20/2026 X(1) 274,327 (9) (9) Common Stock 274,327 (9) 457,211 I By The Column Group III-A, LP(4)
Series E Common Warrants $11.54 10/20/2026 X(1) 258,620 (9) (9) Common Stock 258,620 (9) 431,034 I By The Column Group Opportunity III, LP(5)

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
COLUMN GROUP III GP, LP
1 LETTERMAN DR., BLDG D, SUITE DM-900
SAN FRANCISCO, CA 94129
X
COLUMN GROUP III-A, LP
1 LETTERMAN DR., BLDG D, SUITE DM-900
SAN FRANCISCO, CA 94129
X
COLUMN GROUP III, LP
1 LETTERMAN DR., BLDG D, SUITE DM-900
SAN FRANCISCO, CA 94129
X
Column Group Opportunity III, LP
1 LETTERMAN DR., BLDG D, SUITE DM-900
SAN FRANCISCO, CA 94129
X
Column Group Opportunity III GP, LP
1 LETTERMAN DR., BLDG D, SUITE DM-900
SAN FRANCISCO, CA 94129
X
TCG Opportunity III GP, LLC
1 LETTERMAN DR., BLDG D, SUITE DM-900
SAN FRANCISCO, CA 94129
X
Svennilson Peter
1 LETTERMAN DR., BLDG D, SUITE DM-900
SAN FRANCISCO, CA 94129
X

Signatures

/s/ The Column Group III GP, LP by /s/ James Evangelista, Attorney-in-Fact 10/22/2026
**Signature of Reporting Person Date
/s/ The Column Group III-A, LP by The Column Group III GP, LP, its general partner /s/ James Evangelista, Attorney-in-Fact 10/22/2026
**Signature of Reporting Person Date
/s/ The Column Group III, LP by The Column Group III GP, LP, its general partner /s/ James Evangelista, Attorney-in-Fact 10/22/2026
**Signature of Reporting Person Date
/s/ The Column Group Opportunity III, LP by /s/ James Evangelista, Attorney-in-Fact 10/22/2026
**Signature of Reporting Person Date
/s/ The Column Group Opportunity III GP, LP by /s/ James Evangelista, Attorney-in-Fact 10/22/2026
**Signature of Reporting Person Date
/s/ TCG Opportunity III GP, LLC by /s/ James Evangelista, Attorney-in-Fact 10/22/2026
**Signature of Reporting Person Date
/s/ James Evangelista, as attorney-in-fact for Peter Svennilson 10/22/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Each Second Tranche Unit consists of (a) one share of the Issuer's Common Stock and (b) one half of a Series E Common Warrant to purchase shares of Common Stock. The Second Tranche Units were purchased in the Issuer's private placement on October 20, 2026 (the "2026 Private Placement").
(2) Represents a price per unit, consisting of (i) $11.5375 per share of the Issuer's Common Stock and (ii) $0.0625 attributable to accompanying warrants to purchase shares of the Issuer's Common Stock, which The Column Group III, LP ("TCG III LP"), The Column Group III-A, LP ("TCG III-A LP") and The Column Group Opportunity III, LP ("TCG Opportunity III LP") purchased in the Issuer's 2026 Private Placement.
(3) The securities are directly held by The Column Group III, LP ("TCG III LP"). The Column Group III GP, LP ("TCG III GP") is the general partner of TCG III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are Peter Svennilson and Tim Kutzkey, a member of the Issuer's board of directors (collectively, the "Managing Partners"). The Managing Partners may be deemed to share voting and investment power with respect to such securities. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
(4) The securities are directly held by The Column Group III-A, LP ("TCG III-A LP"). TCG III GP is the general partner of TCG III-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the Managing Partners. The Managing Partners may be deemed to share voting and investment power with respect to such securities. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
(5) The securities are directly held by The Column Group Opportunity III, LP ("TCG Opportunity III LP"). The Column Group Opportunity III GP, LP ("TCG Opportunity III GP LP") is the general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG Opportunity III GP, LLC ("TCG Opportunity III GP LLC") is the general partner of TCG Opportunity III GP LP and the ultimate general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG Opportunity III GP LLC are the Managing Partners. TCG Opportunity III GP LP, TCG Opportunity III GP LLC and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
(6) Consists of (a) 485,830 shares of the Issuer's Common Stock and (b) 242,915 Series E Common Warrants to purchase shares of the Issuer's Common Stock.
(7) Consists of (a) 548,653 shares of the Issuer's Common Stock and (b) 274,327 Series E Common Warrants to purchase shares of the Issuer's Common Stock.
(8) Consists of (a) 517,241 shares of the Issuer's Common Stock and (b) 258,620 Series E Common Warrants to purchase shares of the Issuer's Common Stock.
(9) These Series E Common Warrants are exercisable immediately and will not expire until exercised in full (subject to certain beneficial ownership limitations).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Surrozen Inc. published this content on October 22, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on October 22, 2026 at 20:48 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]