01/23/2025 | Press release | Distributed by Public on 01/23/2025 10:43
As filed with the Securities and Exchange Commission on January 23, 2025
Registration No. 333-265149
Registration No. 333-255910
Registration No. 333-255909
Registration No. 333-217794
Registration No. 333-212065
Registration No. 333-184336
Registration No. 333-184335
Registration No. 333-184334
Registration No. 333-136984
Registration No. 333-100263
Registration No. 333-13599
Registration No. 333-13509
Registration No. 333-13511
Registration No. 33-90970
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-265149
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-255910
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-255909
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-217794
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-212065
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-184336
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-184335
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-184334
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-136984
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-100263
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-13599
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-13509
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-13511
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 33-90970
UNDER
THE SECURITIES ACT OF 1933
Universal Stainless & Alloy Products, Inc.
(Exact name of Registrant as specified in its charter)
Delaware | 25-1724540 | |
(State or Other Jurisdiction of Incorporation) |
(IRS Employer Identification No.) |
600 Mayer Street
Bridgeville, Pennsylvania 15017
(Address of Principal Executive Office)
Amended and Restated Universal Stainless & Alloy Products, Inc. 2017 Equity Incentive Plan
Amended and Restated Universal Stainless & Alloy Products, Inc. 1996 Employee Stock Purchase Plan
Universal Stainless & Alloy Products, Inc. 1994 Stock Incentive Plan
(Full title of plans)
John J. Arminas
Vice President, General Counsel and Secretary
Universal Stainless & Alloy Products, Inc.
600 Mayer Street
Bridgeville, PA 15017
(Name and address of agent for service)
(412) 257-7600
(Telephone number, including area code, of agent for service)
Copies to:
Pierre-Emmanuel Perais
Linklaters LLP
1290 Avenue of the Americas
New York, NY 10104
(212) 903-9306
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer a smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☒ | |||
Non-accelerated filer | ☐ | Smaller reporting company | ☒ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY NOTE
DEREGISTRATION OF SECURITIES
These Post-Effective Amendments (these Post-Effective Amendments) relate to the following Registration Statements on Form S-8 (each, a Registration Statement, and collectively, the Registration Statements) filed with the Securities and Exchange Commission (the SEC) by Universal Stainless & Alloy Products, Inc., a Delaware corporation (the Registrant or Universal) and are filed to deregister any and all securities of the Registrant registered but unsold or otherwise unissued under each such Registration Statement as of the effectiveness of the Merger (as defined below) on January 23, 2025:
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Registration Statement on Form S-8 (File No. 333-265149), registering 500,000 shares of the Registrants common stock, par value $0.001 per share (Common Stock) reserved for issuance under the Amended and Restated Universal Stainless & Alloy Products, Inc. 2017 Equity Incentive Plan, as amended (the 2017 Plan), filed with the SEC on May 23, 2022; |
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Registration Statement on Form S-8 (File No. 333-255910), registering 100,000 shares of Common Stock reserved for issuance under the Amended and Restated Universal Stainless & Alloy Products, Inc. 1996 Employee Stock Purchase Plan (the A&R 1996 ESPP), filed with the SEC on May 7, 2021; |
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Registration Statement on Form S-8 (File No. 333-255909), registering (i) 400,000 shares of Common Stock reserved for issuance under the 2017 Plan and (ii) 66,000 shares of Common Stock reserved for issuance under the 1994 Stock Incentive Plan (the 1994 Plan) filed with the SEC on May 7, 2021; |
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Registration Statement on Form S-8 (File No. 333-217794), registering 568,357 shares of Common Stock reserved for issuance under the 2017 Plan, filed with the SEC on May 8, 2017; |
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Registration Statement on Form S-8 (File No. 333-212065), registering 100,000 shares of Common Stock reserved for issuance under the 1996 Employee Stock Purchase Plan (the 1996 ESPP), filed with the SEC on June 16, 2016; |
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Registration Statement on Form S-8 (File No. 333-184336), registering 50,000 shares of Common Stock reserved for issuance under the 1996 ESPP, filed with the SEC on October 9, 2012; |
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Registration Statement on Form S-8 (File No. 333-184335), registering 500,000 shares of Common Stock reserved for issuance under the Universal Stainless & Alloy Products, Inc. Stock Incentive Plan (the Incentive Plan), filed with the SEC on October 9, 2012; |
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Registration Statement on Form S-8 (File No. 333-184334), registering 712,318 shares of Common Stock reserved for issuance under the Omnibus Incentive Plan, filed with the SEC on October 9, 2012; |
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Registration Statement on Form S-8 (File No. 333-136984), registering 60,000 shares of Common Stock reserved for issuance under the 1996 ESPP, filed with the SEC on August 30, 2006; |
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Registration Statement on Form S-8 (File No. 333-100263), registering 300,000 shares of Common Stock reserved for issuance under the Incentive Plan, filed with the SEC on October 2, 2002; |
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Registration Statement on Form S-8 (File No. 333-13599), registering 11,800 shares of Common Stock reserved for issuance under the Universal Stainless & Alloy Products, Inc. 1996 Employee Stock Plan (the Employee Stock Plan), filed with the SEC on October 7, 1996; |
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Registration Statement on Form S-8 (File No. 333-13509), registering 220,000 shares of Common Stock reserved for issuance under the Incentive Plan, filed with the SEC on October 4, 1996; |
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Registration Statement on Form S-8 (File No. 333-13511), registering 90,000 shares of Common Stock reserved for issuance under the 1996 ESPP, filed with the SEC on October 4, 1996; |
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Registration Statement on Form S-8 (File No. 33-90970), registering 430,000 shares of Common Stock reserved for issuance under the Incentive Plan, filed with the SEC on April 7, 1995; |
On January 23, 2025, pursuant to that certain Agreement and Plan of Merger, dated October 16, 2024 (as such agreement may be amended, modified or supplemented from time to time, the Merger Agreement), by and among Universal, Aperam US Holdco LLC, a Delaware limited liability company (Parent), and Aperam US Absolute LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent (Merger Sub), Merger Sub merged with and into Universal, with Universal surviving as a wholly-owned subsidiary of Parent (the Merger).
As a result of the Merger and the other transactions contemplated by the Merger Agreement, Universal has terminated any and all offerings of its securities pursuant to the Registration Statements. In accordance with an undertaking made by Universal in the Registration Statements to remove from registration, by means of a post-effective amendment, any of the securities registered under the Registration Statements that remain unsold at the termination of the offerings, by filing these Post-Effective Amendments, Universal hereby removes from registration all securities registered but unsold or otherwise unissued under such Registration Statements, if any, as of the date hereof, and the Registration Statements are hereby amended, as appropriate, to reflect the deregistration of such securities, and Universal hereby terminates the effectiveness of the Registration Statements.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused these Post-Effective Amendments to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Bridgeville, Commonwealth of Pennsylvania, on this 23rd day of January 2025.
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. | ||
By: |
/s/ John J. Arminas |
|
Name: | John J. Arminas | |
Title: | Vice President, General Counsel and Secretary |
No other person is required to sign these Post-Effective Amendments in reliance upon Rule 478 under the Securities Act of 1933, as amended.