Wealthfront Corporation

12/17/2025 | Press release | Distributed by Public on 12/17/2025 17:34

Statement of Changes in Beneficial Ownership (Form 4)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden hours per response... 0.5
(Print or Type Responses)
1. Name and Address of Reporting Person *
DAG Ventures Management IV, LLC
2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [WLTH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O DAG VENTURES LLC, 251 LYTTON AVENUE, SUITE 200
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
(Street)
PALO ALTO, CA 94301
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/15/2025 C 1,134,899 A (1) 1,167,469 I By DAG Ventures IV, L.P.(2)
Common Stock 12/15/2025 C 10,738,874 A (1) 11,047,106 I By DAG Ventures IV-QP, L.P.(3)
Common Stock 12/15/2025 C 1,598,899 A (1) 1,598,899 I By DAG Ventures IV-A, LLC(4)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series C Preferred Stock (1) 12/15/2025 C 430,596 (1) (1) Common Stock 430,596 (1) 0 I By DAG Ventures IV, L.P.(2)
Series C Preferred Stock (1) 12/15/2025 C 4,074,426 (1) (1) Common Stock 4,074,426 (1) 0 I By DAG Ventures IV-QP, L.P.(3)
Series C Preferred Stock (1) 12/15/2025 C 787,400 (1) (1) Common Stock 787,400 (1) 0 I By DAG Ventures IV-A, LLC(4)
Series D Preferred Stock (1) 12/15/2025 C 462,842 (1) (1) Common Stock 462,842 (1) 0 I By DAG Ventures IV, L.P.(2)
Series D Preferred Stock (1) 12/15/2025 C 4,379,624 (1) (1) Common Stock 4,379,624 (1) 0 I By DAG Ventures IV-QP, L.P.(3)
Series D Preferred Stock (1) 12/15/2025 C 333,176 (1) (1) Common Stock 333,176 (1) 0 I By DAG Ventures IV-A, LLC(4)
Series E Preferred Stock (1) 12/15/2025 C 133,936 (1) (1) Common Stock 133,936 (1) 0 I By DAG Ventures IV, L.P.(2)
Series E Preferred Stock (1) 12/15/2025 C 1,267,374 (1) (1) Common Stock 1,267,374 (1) 0 I By DAG Ventures IV-QP, L.P.(3)
Series F Preferred Stock (1) 12/15/2025 C 46,568 (1) (1) Common Stock 46,568 (1) 0 I By DAG Ventures IV, L.P.(2)
Series F Preferred Stock (1) 12/15/2025 C 440,642 (1) (1) Common Stock 440,642 (1) 0 I By DAG Ventures IV-QP, L.P.(3)
Series G Preferred Stock (1) 12/15/2025 C 48,124 (1) (1) Common Stock 48,124 (1) 0 I By DAG Ventures IV, L.P.(2)
Series G Preferred Stock (1) 12/15/2025 C 455,376 (1) (1) Common Stock 455,376 (1) 0 I By DAG Ventures IV-QP, L.P.(3)
Series G Preferred Stock (1) 12/15/2025 C 377,624 (1) (1) Common Stock 377,624 (1) 0 I By DAG Ventures IV-A, LLC(4)
Series G-1 Preferred Stock (1) 12/15/2025 C 12,833 (1) (1) Common Stock 12,833 (1) 0 I By DAG Ventures IV, L.P.(2)
Series G-1 Preferred Stock (1) 12/15/2025 C 121,432 (1) (1) Common Stock 121,432 (1) 0 I By DAG Ventures IV-QP, L.P.(3)
Series G-1 Preferred Stock (1) 12/15/2025 C 100,699 (1) (1) Common Stock 100,699 (1) 0 I By DAG Ventures IV-A, LLC(4)

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
DAG Ventures Management IV, LLC
C/O DAG VENTURES LLC
251 LYTTON AVENUE, SUITE 200
PALO ALTO, CA 94301
X
DAG Ventures IV, L.P.
C/O DAG VENTURES LLC
251 LYTTON AVENUE, SUITE 200
PALO ALTO, CA 94301
X
DAG Ventures IV-QP, L.P.
C/O DAG VENTURES LLC
251 LYTTON AVENUE, SUITE 200
PALO ALTO, CA 94301
X
DAG Ventures IV-A, LLC
C/O DAG VENTURES LLC
251 LYTTON AVENUE, SUITE 200
PALO ALTO, CA 94301
X
Cadeddu John J.
C/O DAG VENTURES LLC
251 LYTTON AVENUE, SUITE 200
PALO ALTO, CA 94301
X
Goodrich R. Thomas
C/O DAG VENTURES LLC
251 LYTTON AVENUE, SUITE 200
PALO ALTO, CA 94301
X

Signatures

DAG Ventures IV, L.P., By DAG Ventures Management IV, LLC, its General Partner, By /s/ John J. Cadeddu, Manager 12/17/2025
**Signature of Reporting Person Date
DAG Ventures IV-QP, L.P., By DAG Ventures Management IV, LLC, its General Partner, By /s/ John J. Cadeddu, Manager 12/17/2025
**Signature of Reporting Person Date
DAG Ventures IV-A, LLC, By DAG Ventures Management IV, LLC, its Manager, By /s/ John J. Cadeddu, Manager 12/17/2025
**Signature of Reporting Person Date
DAG Ventures Management IV, LLC, By /s/ John J. Cadeddu, Manager 12/17/2025
**Signature of Reporting Person Date
/s/ John J. Cadeddu 12/17/2025
**Signature of Reporting Person Date
/s/ R. Thomas Goodrich 12/17/2025
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.
(2) Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.
(3) Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.
(4) Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Wealthfront Corporation published this content on December 17, 2025, and is solely responsible for the information contained herein. Distributed via EDGAR on December 17, 2025 at 23:34 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]