Circular on Self-Regulatory Measures Taken by CFFEX in August 2026

CFFEX Circular [2026] No.11

To prevent market risks, maintain orderly operation of the market and protect investors' legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in August 2026.

CFFEX handled 1 case of self-trade, 5 cases of frequent placement and cancellation of orders, and 2 cases of placement and cancellation of large orders, involving 10 clients in total. 5 clients were suspended the opening of new positions, and 5 clients' members received reminders via telephone.

CFFEX handled 19 cases of trading limits breaches, and took measures against the 105 clients involved by suspending their opening of new positions.

CFFEX handled 6 cases of clients' hedging positions exceeding their corresponding matching requirements, and took measures against the 6 clients involved by requesting rectification within a prescribed time period, and requesting reporting, among others.