Appian Corporation

11/07/2024 | Press release | Distributed by Public on 11/07/2024 11:29

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Winters Christopher
2. Issuer Name and Ticker or Trading Symbol
APPIAN CORP [APPN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
General Counsel
(Last) (First) (Middle)
C/O APPIAN CORPORATION, 7950 JONES BRANCH DRIVE
3. Date of Earliest Transaction (Month/Day/Year)
11/05/2024
(Street)
MCLEAN, VA 22102
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/05/2024 M 8,052 A $ 0 (1) 27,930 D
Class A Common Stock 11/05/2024 F 2,425 D $38.67 25,505 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (2) 11/05/2024 M 2,261 (3) (3) Class A Common Stock 2,261 $ 0 0 D
Restricted Stock Unit (2) 11/05/2024 M 1,234 (4) (4) Class A Common Stock 1,234 $ 0 2,468 D
Restricted Stock Unit (2) 11/05/2024 M 2,966 (3) (3) Class A Common Stock 2,966 $ 0 0 D
Restricted Stock Unit (2) 11/05/2024 M 1,591 (5) (5) Class A Common Stock 1,591 $ 0 4,773 D
Restricted Stock Unit (2) 11/05/2024 A 1,656 (6) (6) Class A Common Stock 1,656 $ 0 1,656 D
Restricted Stock Unit (2) 11/05/2024 A 6,492 (7) (7) Class A Common Stock 6,492 $ 0 6,492 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Winters Christopher
C/O APPIAN CORPORATION
7950 JONES BRANCH DRIVE
MCLEAN, VA 22102
General Counsel

Signatures

/s/ Angela Patterson, Attorney-in-Fact 11/07/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
(2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
(3) Fully vested.
(4) The RSUs were granted on August 2, 2022, and vest in four (4) equal installments commencing on November 6, 2023, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.
(5) The RSUs were granted on October 31, 2023, and vest in four (4) equal installments commencing on November 5, 2024, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.
(6) The RSUs were granted on November 5, 2024, and vest on November 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.
(7) The RSUs were granted on November 5, 2024, and vest in four (4) equal annual installments commencing on November 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.