Washington State Department of Financial Institutions
08/24/2026 | Press release | Archived content
Kristofer Capital Management, LLC Kristofer Wade Johnson
Case summary
On August 24, 2026, the Washington State Department of Financial Institutions Division of Securities entered a Final Order (S-26-4349-26-FO01) against Kristofer Capital Management, LLC Kristofer Wade Johnson.
Order details
Order File: S-26-4349-26-FO01
Laws & Rules: RCW 21.20.110, WAC 460-24A-060, WAC 460-24A-205, WAC 460-24A-107
Penalties/Remedies:
- Revoke registration
- Deny future registrations
- Fine: $20,000
- Investigative Costs: $1,500
Findings
- The Respondents failed to file their 2025 balance sheet.
- The Respondents failed to file their 2025 annual updating amendments.
- The Respondents failed to file their 2025 annual private fund audit
- The Respondents have a right to request judicial review of the Final Order.
Order file
Washington State Department of Financial Institutions published this content on August 24, 2026, and is solely responsible for the information contained herein. Distributed via Public Technologies (PUBT), unedited and unaltered, on September 03, 2026 at 21:58 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]