01/07/2025 | Press release | Distributed by Public on 01/07/2025 15:13
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Laulis Julia M. C/O CABLE ONE, INC. 210 E. EARLL DRIVE PHOENIX, AZ 85012 |
X | COB, President and CEO |
/s/ Christopher J. Arntzen for Julia M. Laulis | 01/07/2025 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the withholding of shares of Common Stock to satisfy tax withholding liability associated with the vesting of (i) restricted stock awards from previously reported grants, which were granted on January 3, 2021 and 2022 which generally vest in four equal installments on each of the first four anniversaries of the respective date of grant, subject to the Reporting Person's continued employment with Cable One, Inc. through each such date, and (ii) restricted stock units from previously reported grants, which were granted on January 3, 2023 and 2024, which generally vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with Cable One, Inc. through each such date, and (iii) performance-based restricted stock awards from a previously reported grant, which were granted on January 3, 2022 and which vested on January 3, 2025. |
(2) | Represents shares of restricted stock units granted to the Reporting Person, which generally vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with Cable One, Inc. through each such date. |
(3) | The number of shares shown reflects an upward adjustment to the direct account balance for the reporting person to reflect the overreporting of 30 shares withheld to pay taxes as reported in a Form 4 filed 1/5/23 for transactions occurring 1/3/23. |
(4) | 10,186 shares are held by the John D. Laulis & Julia M. Laulis, a living trust, dated August 29, 2000: (i) 1,767 of the shares reported herein as owned indirectly through such living trust were previously reported as directly owned but have since been transferred to the living trust; and, (ii) indirect account balance for reporting person was also adjusted upward by 1 to reflect the underreporting of 1 share transferred to her Trust as reported in a Form 4 filed 9/17/19 for transactions occurring 9/13/19. |