07/29/2025 | Press release | Distributed by Public on 07/29/2025 15:27
As filed with the Securities and Exchange Commission on July 29, 2025.
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
Under
The Securities Act of 1933
Ambiq Micro, Inc.
(Exact name of registrant as specified in its charter)
| Delaware |
3674 |
27-1911389 | ||
|
(State or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification No.) |
6500 River Place Blvd., Building 7
Suite 200 Austin, Texas 78730
(512) 879-2850
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
Fumihide Esaka
Chief Executive Officer
6500 River Place Blvd., Building 7
Suite 200 Austin, Texas 78730
(512) 879-2850
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
|
Christina T. Roupas Courtney M.W. Tygesson Michael Platt Grady Chang Cooley LLP 110 N. Wacker Drive, Suite 4200 Chicago, Illinois 60606 (312) 881-6500 |
Alan F. Denenberg Emily Roberts Davis Polk & Wardwell LLP 900 Middlefield Road, Suite 200 Redwood City, CA 94063 (650) 752-2000 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box: ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ (333-288497)
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
| Non-accelerated filer | ☒ | Smaller reporting company | ☒ | |||
| Emerging growth company | ☒ | |||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
The Registration Statement shall become effective upon filing in accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended.
EXPLANATORY NOTE AND INCORPORATION BY REFERENCE
This Registration Statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended (the Securities Act), by Ambiq Micro, Inc. (the Registrant), for the sole purpose of increasing the aggregate number of shares of common stock offered and registered by the Earlier Registration Statement (as defined below) by 690,000 shares, 90,000 of which are subject to purchase upon exercise of the underwriters option to purchase additional shares of the Registrants common stock. The contents of the Registration Statement on Form S-1, as amended (File No. 333-288497), including all exhibits thereto (the Earlier Registration Statement), filed by the Registrant with the Securities and Exchange Commission (the Commission) pursuant to the Securities Act, which was declared effective by the Commission on July 29, 2025, are incorporated by reference into this Registration Statement. The additional shares of common stock that are being registered for issuance and sale pursuant to this Registration Statement are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in Exhibit 107 of the Earlier Registration Statement.
The required opinion and consents are listed on an Exhibit Index attached hereto and filed herewith.
EXHIBIT INDEX
|
Exhibit No. |
Description |
|
| 5.1 | Opinion of Cooley LLP. | |
| 23.1 | Consent of Independent Registered Public Accounting Firm. | |
| 23.4 | Consent of Cooley LLP (included in Exhibit 5.1). | |
| 24.1* | Power of Attorney. | |
| 107 | Filing Fee Table. | |
| * |
Previously filed on the signature page to the Registrants Registration Statement on Form S-1 (File No. 333-288497), originally filed with the Securities and Exchange Commission on July 3, 2025 and incorporated by reference herein. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on July 29, 2025.
| AMBIQ MICRO, INC. |
|
/s/ Fumihide Esaka |
| Fumihide Esaka |
| Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement on Form S-1 has been signed by the following persons in the capacities held on the dates indicated.
|
Signature |
Title |
Date |
||
|
/s/ Fumihide Esaka Fumihide Esaka |
Chief Executive Officer and Director (Principal Executive Officer) |
July 29, 2025 | ||
|
/s/ Jeff Winzeler Jeff Winzeler |
Chief Financial Officer (Principal Financial and Accounting Officer) |
July 29, 2025 | ||
|
* Scott Hanson, Ph.D |
Director | July 29, 2025 | ||
|
* Wen Hsieh, Ph.D. |
Director | July 29, 2025 | ||
|
* Ker Zhang, Ph.D. |
Director | July 29, 2025 | ||
|
* Joseph Tautges |
Director | July 29, 2025 | ||
|
* Timothy Chen |
Director | July 29, 2025 | ||
| * By: |
/s/ Fumihide Esaka |
|
| Fumihide Esaka | ||
| Attorney-in-Fact |