04/17/2026 | Press release | Distributed by Public on 04/17/2026 12:47
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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[X]
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Pre-Effective Amendment No. __
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Post-Effective Amendment No. 311
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[X]
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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[X]
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Amendment No. 311
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[X]
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immediately upon filing pursuant to paragraph (b)
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[X]
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on April 27, 2026 pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on [Date] pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on [Date] pursuant to paragraph (a)(2) of Rule 485
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[X]
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This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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Titles of Securities Being Registered:
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Guggenheim Investment Grade CLO ETF
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1.
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FACING PAGE
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2.
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CONTENTS PAGE
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3.
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PART A - Prospectus relating to the Guggenheim Investment Grade CLO ETF series of shares*
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4.
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PART B - Statement of Additional Information relating to the Guggenheim Investment Grade CLO ETF series of shares*
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5.
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PART C - Other Information
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6.
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SIGNATURES
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*
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The Prospectus and Statement of Additional Information relating to the shares of the Guggenheim Investment Grade CLO ETF are incorporated into this filing by reference to the electronic filing of Post-Effective Amendment No. 298 to the Registration Statement of the Registrant, which was filed with the U.S. Securities and Exchange Commission ("SEC") via the EDGAR system pursuant to Rule 485(a)(2) on January 15, 2026 (Accession Number 0001193125-26-014242).
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Item 28.
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Exhibits
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(a)
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(1)
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(2)
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(3)
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(b)
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(c)
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Reserved
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(d)
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(1)
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(2)
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(3)
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(4)
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(5)
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(6)
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(7)
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(8)
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(e)
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(1)
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(2)
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(f)
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Not applicable
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(g)
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(1)
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(2)
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(h)
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(1)
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(2)
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(3)
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(4)
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(5)
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(6)
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(7)
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(8)
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(9)
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(10)
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(i)
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Legal Opinion - To be filed by amendment.
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(j)
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Not applicable
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(k)
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Not applicable
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(l)
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Not applicable
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(m)
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(1)
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(2)
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(3)
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(4)
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(5)
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(6)
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(7)
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(8)
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(n)
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(o)
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Reserved
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(p)
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Code of Ethics
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(1)
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(q)
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*
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Incorporated by reference.
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Item 29.
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Persons Controlled by or Under Common Control with Registrant
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Item 30.
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Indemnification
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Item 31.
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Business or Other Connections of Investment Adviser
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Item 32.
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Principal Underwriters
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(1)
Name and Principal
Business Address
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(2)
Position and Offices
with Underwriter
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(3)
Position and Offices
With Registrant
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Dina DiLorenzo
330 Madison Avenue, 10th Floor
New York, New York 10017
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President
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None
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Dominick Colgiandro
42-40 Bell Boulevard, Suite 505
Bayside, New York 11361
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Chief Operating Officer, Unit Investment Trust Business
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None
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Dennis R. Metzger
702 King Farm Blvd., Suite 200
Rockville, MD 20850
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Chief Compliance Officer
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None
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Amy J. Lee
702 King Farm Blvd., Suite 200
Rockville, MD 20850
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General Counsel, Secretary, and Senior Managing Director
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Trustee, Vice President and Chief Legal Officer
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Elisabeth A. Miller
702 King Farm Blvd., Suite 200
Rockville, MD 20850
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Senior Managing Director
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Chief Compliance Officer
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Christopher Parisi
702 King Farm Blvd., Suite 200
Rockville, MD 20850
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Head of Distribution, Senior Managing Director
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None
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Ying Chan
330 Madison Avenue, 8th Floor
New York, New York 10017
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Financial and Operations Principal
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None
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Item 33.
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Location of Accounts and Records
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Item 34.
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Management Services
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Item 35.
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Undertakings
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GUGGENHEIM FUNDS TRUST
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(Registrant)
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By: /s/ Brian E. Binder
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Brian E. Binder, Chief Executive Officer and President
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GUGGENHEIM FUNDS TRUST
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Angela Brock-Kyle*
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By: /s/ Amy J. Lee
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Angela Brock-Kyle
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Amy J. Lee, Trustee, Vice President, Chief Legal Officer | ||||
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Trustee
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and Attorney-In-Fact for the Trustees Whose Names Appear Opposite |
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Thomas F. Lydon, Jr.*
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Thomas F. Lydon, Jr.
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Trustee
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Ronald A. Nyberg*
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By: /s/ James M. Howley
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Ronald A. Nyberg
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James M. Howley, Chief Financial Officer, Treasurer and Chief Accounting Officer
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Trustee
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(Principal Financial and Accounting Officer)
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Sandra G. Sponem*
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Sandra G. Sponem
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Trustee
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Ronald E. Toupin, Jr.*
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By: /s/ Brian E. Binder
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Ronald E. Toupin, Jr.
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Brian E. Binder, President and Chief Executive Officer
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Trustee
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(Principal Executive Officer)
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EXHIBIT NO.
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DESCRIPTION
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No exhibits to be filed.
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