Volcon Inc.

07/21/2025 | Press release | Distributed by Public on 07/21/2025 19:55

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden hours per response... 0.5
(Print or Type Responses)
1. Name and Address of Reporting Person *
Lane Ryan M.
2. Date of Event Requiring Statement (Month/Day/Year)
07/17/2025
3. Issuer Name and Ticker or Trading Symbol
Volcon, Inc. [VLCN]
(Last) (First) (Middle)
C/O VOLCON, INC., 3121 EAGLES NEST STREET, SUITE 120
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Co-Chief Executive Officer
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
ROUND ROCK, TX 78665
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 26,594 I By Empery Funds(1)(3)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Warrants (right to buy) (5) 11/22/2029 Common Stock 834 $1,856 I(2)(3) See Footnote 2 and 3
Pre-Funded Warrants (right to buy) (5) (4) Common Stock 340,624 (6) I(1)(3) See Footnote 1 and 3
Common Stock Warrants (right to buy) (5) 02/16/2030 Common Stock 493,750 $16 I(1)(3) See Footnote 1 and 3
Pre-Funded Warrants (right to buy) (5) (4) Common Stock 4,323 (7) I(1)(3) See Footnote 1 and 3

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Lane Ryan M.
C/O VOLCON, INC.
3121 EAGLES NEST STREET, SUITE 120
ROUND ROCK, TX 78665
X Co-Chief Executive Officer

Signatures

/s/ Ryan Matthew Lane 07/21/2025
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Held of record by each of Empery Asset Master, LTD, Empery Tax Efficient, LP and Empery Tax Efficient III, LP (collectively, the "First Empery Holders").
(2) Held of record by Empery Tax Efficient, LP, Empery Debt Opportunity LP and Empery Master Onshore, Ltd (collectively, the Second Empery Holders").
(3) Empery Asset Management, LP (the "Investment Manager"), serves as the investment manager to each of the First Empery Holders, the Second Empery Holders and certain other funds holding shares of the Issuer's common stock (collectively, the "Empery Funds"). The Reporting Person is a Managing Member of Empery AM GP, LLC (the "General Partner"), the general partner of the Investment Manager. The Investment Manager may be deemed to be the beneficial owner of all of the common stock held by the Empery Funds. The Reporting Person, as Managing Member of the General Partner of the Investment Manager with the power to exercise investment discretion, may be deemed to be the beneficial owner of all of the common stock held by the Empery Funds. The Reporting Person is the Issuer's Co-Chief Executive Officer and Chairman of its board of directors. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
(4) The warrants have no fixed expiration date and will expire when fully exercised in accordance with their terms.
(5) The warrants are exercisable any time after the conditions of exercise are fulfilled. All warrants and pre-funded warrants reported herein are subject to a beneficial ownership limitation of 4.99%.
(6) The exercise price is $0.00008.
(7) The exercise price is $0.00001.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Volcon Inc. published this content on July 21, 2025, and is solely responsible for the information contained herein. Distributed via SEC EDGAR on July 22, 2025 at 01:55 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at support@pubt.io