11/05/2026 | Press release | Distributed by Public on 11/05/2026 19:37
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Right | (2) | 02/27-05:00/2026 | P | 208,971 | (2) | (2) | Ordinary Shares | 52,243 | (2) | 52,243 | I | By Sponsor(1) | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Liu Shaoren 13501 KATY FWY HOUSTON, TX 77079 |
X | X | CEO and CFO | |
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APEX INNOVATION ACQUISITION CORP. 13501 KATY FWY HOUSTON, TX 77079 |
X | |||
| /s/ Shaoren Liu | 11/05/2026 | |
| **Signature of Reporting Person | Date | |
| /s/ Shaoren Liu, sole member of Apex Innovation Acquisition Corp. | 11/05/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Mr. Shaoren Liu is the sole member and sole director of Apex Innovation Acquisition Corp. (the Sponsor) and has sole voting and investment discretion with respect to the shares held by the Sponsor and may be deemed to beneficially own those shares. |
| (2) | Simultaneously with the closing of the Issuers initial public offering on February 27, 2026, the Sponsor purchased 208,971 private units at $10.00 per private unit, for an aggregate purchase price of $2,089,710. Each private unit consist of one ordinary share and one right (Right) to receive one-fourth (1/4) of one ordinary share upon consummation of the Issuer's initial business combination. |