03/18/2026 | Press release | Distributed by Public on 03/18/2026 16:53
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (1) | 03/16/2026 | M | 20,026 | (3) | (3) | Common Stock | 20,026 | $ 0 | 60,076 | D | ||||
| Restricted Stock Units | (1) | 03/16/2026 | M | 18,898 | (4) | (4) | Common Stock | 18,898 | $ 0 | 37,797 | D | ||||
| Restricted Stock Units | (1) | 03/16/2026 | M | 33,560 | (5) | (5) | Common Stock | 33,560 | $ 0 | 33,560 | D | ||||
| Restricted Stock Units | (1) | 03/16/2026 | M | 35,433 | (6) | (6) | Common Stock | 35,433 | $ 0 | 0 | D | ||||
| Restricted Stock Units | (1) | 03/16/2026 | M | 389,041 | (7) | (7) | Common Stock | 389,041 | $ 0 | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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KHOSROWSHAHI DARA 1725 3RD STREET SAN FRANCISCO, CA 94158 |
X | Chief Executive Officer | ||
| /s/ Carolyn Mo by Power of Attorney for Dara Khosrowshahi | 03/18/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Restricted stock units (RSUs) convert into common stock on a one-for-one basis. |
| (2) | Shares withheld to satisfy tax liability upon vesting of RSUs on March 16, 2026. |
| (3) | The reporting person was granted 80,102 RSUs on March 3, 2025. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2026 and 1/4 of the total RSUs vest on each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| (4) | The reporting person was granted 75,594 RSUs on March 1, 2024. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2025 and 1/4 of the total RSUs vest on each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| (5) | The reporting person was granted 134,240 RSUs on March 1, 2023. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2024 and 1/4 of the total RSUs vest each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| (6) | The reporting person was granted 141,731 RSUs on March 1, 2022. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2023 and 1/4 of the total RSUs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| (7) | Consists of 389,041 RSUs granted to the reporting person on March 1, 2023 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2026. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |