Notice of Sales of Unregistered Securities (Form D)

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete.
		UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities	OMB APPROVAL OMB Number: 3235-0076 Estimated average burden hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number)	Previous Names	None	Entity Type
0000874312	NEIGHBORHOOD FINANCE CORP		X Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other (Specify)
Name of Issuer
NEIGHBORHOOD FINANCE Corp
Jurisdiction of Incorporation/Organization
IOWA
Year of Incorporation/Organization
X Over Five Years Ago Within Last Five Years (Specify Year) Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
NEIGHBORHOOD FINANCE Corp
Street Address 1		Street Address 2
4908 Franklin Avenue
City	State/Province/Country	ZIP/PostalCode	Phone Number of Issuer
DES MOINES	IOWA	50310	515-246-0010

3. Related Persons

Last Name	First Name	Middle Name
Johansen	Chris
Street Address 1	Street Address 2
City of Des Moines	602 Robert D. Ray Drive
City	State/Province/Country	ZIP/PostalCode
Des Moines	IOWA	50309

Relationship:

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #1 City of Des Moines Representative

Last Name	First Name	Middle Name
Westergaard	Linda
Street Address 1	Street Address 2
Ward 2 City Council Representative	4009 E. 23rd Street
City	State/Province/Country	ZIP/PostalCode
Des Moines	IOWA	50317

Relationship:

X

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #2 City of Des Moines Representative and President

Last Name	First Name	Middle Name
Williamson	Dave
Street Address 1	Street Address 2
Polk County Public Works	5885 NE 14th Street
City	State/Province/Country	ZIP/PostalCode
Des Moines	IOWA	50313

Relationship:

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #3 Polk County Representative

Last Name	First Name	Middle Name
Kool	Eric
Street Address 1	Street Address 2
Polk County River Place	2309 Euclid Avenue
City	State/Province/Country	ZIP/PostalCode
Des Moines	IOWA	50310

Relationship:

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #4 Polk County Representative

Last Name	First Name	Middle Name
Overland	Scott
Street Address 1	Street Address 2
City Council Member	500 1st Ave NE Suite 100
City	State/Province/Country	ZIP/PostalCode
Cedar Rapids	IOWA	52401

Relationship:

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #5 City of Cedar Rapids Representative

Last Name	First Name	Middle Name
Thomson	Will
Street Address 1	Street Address 2
Two Rivers Bank	3025 Ingersoll Ave
City	State/Province/Country	ZIP/PostalCode
Des Moines	IOWA	50312

Relationship:

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #6 Financial Institution Representative Polk County

Last Name	First Name	Middle Name
Rude	Tom
Street Address 1	Street Address 2
Great Southern Bank	12257 University Ave, Suite 100
City	State/Province/Country	ZIP/PostalCode
Clive	IOWA	50325

Relationship:

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #7 Financial Institution Representative Polk County

Last Name	First Name	Middle Name
McClelland	Cole
Street Address 1	Street Address 2
Bankers Trust	453 7th Street
City	State/Province/Country	ZIP/PostalCode
Des Moines	IOWA	50309

Relationship:

X

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #8 Financial Institution Representative Polk County and Secretary

Last Name	First Name	Middle Name
Simpson	Travis
Street Address 1	Street Address 2
Northwest Bank	5700 University Ave, Ste 100
City	State/Province/Country	ZIP/PostalCode
West Des Moines	IOWA	50266

Relationship:

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #9 Financial Institution Representative Polk County

Last Name	First Name	Middle Name
Moore	Josh
Street Address 1	Street Address 2
Cedar Rapids Bank & Trust	500 1st Avenue NE
City	State/Province/Country	ZIP/PostalCode
Cedar Rapids	IOWA	52401

Relationship:

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #10 Financial Institution Representative Polk or Linn County

Last Name	First Name	Middle Name
Kephart	Marsha
Street Address 1	Street Address 2
Iowa State Bank	627 E Locust St
City	State/Province/Country	ZIP/PostalCode
Des Moines	IOWA	50309

Relationship:

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #11 Financial Institution Representative Polk or Linn County

Last Name	First Name	Middle Name
Abdalla	Almardi
Street Address 1	Street Address 2
Oakridge Neighborhood	1401 Center St
City	State/Province/Country	ZIP/PostalCode
Des Moines	IOWA	50314

Relationship:

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #12 Nonprofit Neighborhood Representative Polk County

Last Name	First Name	Middle Name
Buck	Sara
Street Address 1	Street Address 2
Housing Fund for Linn County	700 Sixteenth Street NE Suite 301
City	State/Province/Country	ZIP/PostalCode
Cedar Rapids	IOWA	52402

Relationship:

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #13 Nonprofit Neighborhood Representative Linn County

Last Name	First Name	Middle Name
Wright	Margaret
Street Address 1	Street Address 2
King Irving Neighborhood	1537 12th St
City	State/Province/Country	ZIP/PostalCode
Des Moines	IOWA	50314

Relationship:

X

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #14 Neighborhood Representative Polk County and Vice President

Last Name	First Name	Middle Name
Wright	Kay
Street Address 1	Street Address 2
3301 Cornell St
City	State/Province/Country	ZIP/PostalCode
Des Moines	IOWA	50313

Relationship:

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #15 Neighborhood Representative Polk County

Last Name	First Name	Middle Name
Azizeh	Lindsey
Street Address 1	Street Address 2
Chautauqua Park Neighborhood and NOAC	1922 Chautauqua Pkwy
City	State/Province/Country	ZIP/PostalCode
Des Moines	IOWA	50314

Relationship:

Executive Officer

X

Director

Promoter

Clarification of Response (if Necessary):

Director #17 DSM NOAC or CR AHC Neighborhood Representative

Last Name	First Name	Middle Name
Murphy	Stephanie
Street Address 1	Street Address 2
4908 Franklin Avenue
City	State/Province/Country	ZIP/PostalCode
Des Moines	IOWA	50310

Relationship:

X

Executive Officer

Director

Promoter

Clarification of Response (if Necessary):

Executive Director

Last Name	First Name	Middle Name
Alberico	Mark
Street Address 1	Street Address 2
4908 Franklin Avenue
City	State/Province/Country	ZIP/PostalCode
Des Moines	IOWA	50310

Relationship:

X

Executive Officer

Director

Promoter

Clarification of Response (if Necessary):

VP Finance & Administration and Treasurer

4. Industry Group

Agriculture Banking & Financial Services Commercial Banking Insurance Investing Investment Banking Pooled Investment Fund Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes No Other Banking & Financial Services Business Services Energy Coal Mining Electric Utilities Energy Conservation Environmental Services Oil & Gas Other Energy

Health Care Biotechnology Health Insurance Hospitals & Physicians Pharmaceuticals Other Health Care Manufacturing Real Estate Commercial Construction REITS & Finance Residential Other Real Estate

Retailing Restaurants Technology Computers Telecommunications Other Technology Travel Airlines & Airports Lodging & Conventions Tourism & Travel Services Other Travel X Other

5. Issuer Size

Revenue Range		OR	Aggregate Net Asset Value Range
	No Revenues			No Aggregate Net Asset Value
	$1 - $1,000,000			$1 - $5,000,000
	$1,000,001 - $5,000,000			$5,000,001 - $25,000,000
	$5,000,001 - $25,000,000			$25,000,001 - $50,000,000
	$25,000,001 - $100,000,000			$50,000,001 - $100,000,000
	Over $100,000,000			Over $100,000,000
X	Decline to Disclose			Decline to Disclose
	Not Applicable			Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 504 (b)(1)(i) Rule 504 (b)(1)(ii) Rule 504 (b)(1)(iii) X Rule 506(b) Rule 506(c) Securities Act Section 4(a)(5) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7)

7. Type of Filing

X	New Notice			Date of First Sale	2026-10-16				First Sale Yet to Occur
	Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?

Yes X No

9. Type(s) of Securities Offered (select all that apply)

	Equity		Pooled Investment Fund Interests
X	Debt		Tenant-in-Common Securities
	Option, Warrant or Other Right to Acquire Another Security		Mineral Property Securities
	Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security	X	Other (describe)
		Loan Participation Interests

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?

Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor

$500,000

USD

12. Sales Compensation

13. Offering and Sales Amounts

Total Offering Amount	$14,200,000	USD	or Indefinite
Total Amount Sold	$14,200,000	USD
Total Remaining to be Sold	$0	USD	or Indefinite

Clarification of Response (if Necessary):

14. Investors

	Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
	Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:	8

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions	$0	USD	Estimate
Finders' Fees	$0	USD	Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0

USD

Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:

Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.* Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed. Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer	Signature	Name of Signer	Title	Date
NEIGHBORHOOD FINANCE Corp	Mark Alberico	Mark Alberico	Vice President, Finance & Administration and Treasurer	2026-10-28

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.