Results

Seres Therapeutics Inc.

03/11/2026 | Press release | Distributed by Public on 03/11/2026 16:31

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden hours per response... 0.5
(Print or Type Responses)
1. Name and Address of Reporting Person *
Brady Kelly
2. Date of Event Requiring Statement (Month/Day/Year)
03/02/2026
3. Issuer Name and Ticker or Trading Symbol
Seres Therapeutics, Inc. [MCRB]
(Last) (First) (Middle)
C/O SERES THERAPEUTICS, INC., 101 CAMBRIDGE PARK DRIVE
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
See Remarks
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
CAMBRIDGE, MA 02140
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 8,441 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (1) 02/13/2034 Common Stock 2,925 $22 D
Stock Option (right to buy) (2) 02/06/2035 Common Stock 11,700 $15.64 D
Stock Option (right to buy) (3) 02/11/2034 Common Stock 2,000 $23 D
Stock Option (right to buy) (3) 02/11/2034 Common Stock 869 $23 D
Stock Option (right to buy) (3) 02/11/2034 Common Stock 812 $23 D
Stock Option (right to buy) (3) 02/11/2034 Common Stock 2,343 $23 D
Stock Option (right to buy) (4) 02/11/2034 Common Stock 1,430 $23 D
Restricted Stock Units (5) (5) Common Stock 358 $0 D
Restricted Stock Units (6) (6) Common Stock 730 $0 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Brady Kelly
C/O SERES THERAPEUTICS, INC.
101 CAMBRIDGE PARK DRIVE
CAMBRIDGE, MA 02140
See Remarks

Signatures

/s/ Thomas J. DesRosier, Attorney-in-Fact for Kelly M. Brady 03/11/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The options were granted on February 14, 2024. The option vested as to 25% of the shares on February 14, 2025. The remainder of the shares will vest in 12 equal quarterly installments thereafter.
(2) The options were granted on February 7, 2025. The option vested as to 25% of the shares on February 7, 2026. The remainder of the shares will vest in 12 equal quarterly installments thereafter.
(3) The stock options are fully vested.
(4) The options were granted on February 12, 2024. The option vested as to 25% of the shares on February 3, 2024. The remainder of the shares will vest in 12 equal quarterly installments thereafter.
(5) The restricted stock units were granted on February 3, 2023. The restricted stock units vested as to 25% of the shares on February 15, 2024. The remainder of the shares will vest in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.
(6) The restricted stock units were granted on February 14, 2024. The restricted stock units vested as to 25% of the shares on February 15, 2025. The remainder of the shares will vest in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Remarks:
EVP and Chief Operating Officer
Exhibit 24 - Power of Attorney.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Seres Therapeutics Inc. published this content on March 11, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on March 11, 2026 at 22:31 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]