03/06/2026 | Press release | Distributed by Public on 03/06/2026 12:13
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Registered Closed-End Fund (closed-end company that is registered under the Investment Company Act of 1940 (the "Investment Company Act")).
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Business Development Company (closed-end company that intends or has elected to be regulated as a business development company under the Investment Company Act).
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Interval Fund (Registered Closed-End Fund or a Business Development Company that makes periodic repurchase offers under Rule 23c-3 under the Investment Company Act).
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A.2 Qualified (qualified to register securities pursuant to General Instruction A.2 of this Form).
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Well-Known Seasoned Issuer (as defined by Rule 405 under the Securities Act).
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Emerging Growth Company (as defined by Rule 12b-2 under the Securities Exchange Act of 1934 ("Exchange Act")).
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If an Emerging Growth Company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of Securities Act.
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New Registrant (registered or regulated under the Investment Company Act for less than 12 calendar months preceding this filing).
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(1) |
Financial Statements: Not applicable |
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(2) |
Exhibits: |
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(a)
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(1)
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Certificate of Trust(1) | |
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(2) |
Declaration of Trust(1) | ||
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(b) |
By-Laws(1) | ||
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(c) |
Not applicable | ||
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(d) |
See Items 25(2)(a)(2) and 25(2)(b) | ||
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(e) |
Dividend Reinvestment Plan(1) | ||
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(f) |
Not applicable | ||
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(g) |
(1) |
Investment Advisory Agreement between the Registrant and Segall Bryant & Hamill, LLC(1) | |
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(2) |
Investment Subadvisory Agreement between the Registrant, Segall Bryant & Hamill, LLC and Churchill Asset Management LLC(1) | ||
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(h) |
Not applicable | ||
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(i) |
Not applicable | ||
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(j) |
Custody Agreement between the Registrant and UMB Bank, n.a.(2) | ||
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(k) |
(1) |
Administration Agreement between the Registrant and UMB Fund Services, Inc.(2) | |
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(2) |
Expense Limitation and Reimbursement Agreement between the Registrant and Segall Bryant & Hamill, LLC(2) | ||
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(3) |
Transfer Agency and Shareholder Services Agreement between the Registrant and UMB Fund Services, Inc.(2) | ||
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(4) |
Placement Agent Agreement between the Registrant and Foreside Financial Services, LLC(2) | ||
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(5) |
Escrow Agreement between the Registrant and UMB Fund Services, Inc. and UMB Bank, n.a.(2) | ||
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(l) |
Not applicable | ||
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(m) |
Not applicable | ||
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(n) |
Not applicable | ||
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(o) |
Not applicable | ||
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(p) |
Not applicable | ||
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(q) |
Not applicable | ||
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(r) |
(1) |
Code of Ethics of the Registrant(1) | |
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(2) |
Code of Ethics of Segall Bryant & Hamill, LLC(2) | ||
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(3) |
Code of Ethics of Churchill Asset Management LLC(2) |
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(s) |
Not applicable | ||
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(1) |
Incorporated herein by reference to the corresponding exhibit of the Registrant's Registration Statement on Form N-2 (File No. 811-24026), filed on November 18, 2024 (the "Registration Statement"). | ||
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Filed herewith. |
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Title of Class
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Number of
Record Holders
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Class I Shares
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1704
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Corient Registered Alternatives Fund, 830 Brickell Plaza, Suite 4800, Miami, Florida 33131;
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UMB Fund Services, Inc. 235 West Galena Street Milwaukee, Wisconsin 53212;
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Segall Bryant & Hamill, LLC, 10 S Wacker Dr, Suite 3100, Chicago, IL 60606; and
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CORIENT REGISTERED ALTERNATIVES FUND
(A Delaware statutory trust)
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By: /s/ Paul Platkin |
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Name: Paul Platkin |
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| Title: President |